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sd-10-EFTA01387266Dept. of JusticeOther

EFTA Document EFTA01387266

From: Bradley Giffin Sent: 4/30/2019 4:43:15 PM To: Brigid Macias CC: Stewart Oldfield Subject: RE: Fed Ref for 11.1 Classification For Internal use only BM, Please ask back office to look into this —wire 1,200 wire from 42953424 - NEPTUNE, LLC. Thanks. Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Yorl NY 10154 Securities offered through Deutsche Bank Seem-hies inc. From: Bella Klei Sent: Tuesday, April 30, 2019 4:

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sd-10-EFTA01387266
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From: Bradley Giffin Sent: 4/30/2019 4:43:15 PM To: Brigid Macias CC: Stewart Oldfield Subject: RE: Fed Ref for 11.1 Classification For Internal use only BM, Please ask back office to look into this —wire 1,200 wire from 42953424 - NEPTUNE, LLC. Thanks. Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Yorl NY 10154 Securities offered through Deutsche Bank Seem-hies inc. From: Bella Klei Sent: Tuesday, April 30, 2019 4:

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From: Bradley Giffin Sent: 4/30/2019 4:43:15 PM To: Brigid Macias CC: Stewart Oldfield Subject: RE: Fed Ref for 11.1 Classification For Internal use only BM, Please ask back office to look into this —wire 1,200 wire from 42953424 - NEPTUNE, LLC. Thanks. Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Yorl NY 10154 Securities offered through Deutsche Bank Seem-hies inc. From: Bella Klei Sent: Tuesday, April 30, 2019 4:41 PM To: Bradley Gillin Cc: Richard Kahn Subject: Re: Fed Ref for 1,200 [Cj Brad, Wire was not received yet. Is it possible to trace it, please advise Thank you, Bella On Apr 30, 2019, at 2:56 PM, Bradley Gillin a wrote: Classification: Confidential FED REF 0426B1Q8383C013959 Regards. Brad CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089497 CONFIDENTIAL SDNY GM_00235681 EFTA01387266

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Phone2953424
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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01382099

From: Sent: To: CC: Subject: Bella Klein 5/13/2019 3:25:50 PM Natalie Barak Brigid Macias I; Bradley Gillin I I; Stewart Oldfield ; Richard Kahn [ Re: Zorro management account )000(61307 Hello Team, Please update on the status for wire recall $1200 to CKG Painting Thank you, Bella Tel: On May 10, 2019, at 11:57 AM, Natalie Barak ‹ > wrote: Reaching out again to our back office to see if there is any update from Wells Fargo. Natalie Barak We President I Relationship Met Deuts

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Thank you Thank you, Bella Tel: On May 6, 2019, at 3:55 PM, Brigid Macias ea> wrote: Good Afternoon, Both recalls have been processed. We are waiting to hear back from the bank for a response. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bath Trust Company Americas Deutsche Bath Wealth Management 345 Park Avenue 24th Floor New Tel. Fax Ema Securities offered through Deutsche Bank Securities Inc. From: Bella Klein Imailto Sent: Monday, May 06, 2

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Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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From: Stewart Oldfield Sent: 4/9/2019 8:51:27 AM To: Brigid Macias Subject: RE: Wire [I] Classification: For Mind use only Beautiful. Thanks. They've promised me they will be fully out of here by May 6, but hopefully by end of April. So keep helping them send wires out .. . From: Brigid Macias Sent: Tuesday, April 09, 2019 8:47 AM To: Stewart Oldfield Subject: RE: Wire Ill Yep© Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bart Trust Company Amer

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EFTA Document EFTA01379277

From: Brigid Macias Sent: 4/9/2019 8:46:40 AM To: Stewart Oldfield I Subject: RE: Wire III Yep Kind regards, Brigid Macias Brigid Macias Assistant We President Deutsche Bait Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Floor New Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, April 09, 2019 8:36 AM To: Brigid Macias < Subject: FW: Wire [I] Classification: For Internal use only

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EFTA Document EFTA01379010

From: Bradley Gillin Sent: 5/3/2019 12:23:44 PM To: Stewart Oldfield I Subject: FW: Neptune_$1200 and $1000 wire Ill Classification: For Internal use only From: Bella Klein (mailto Sent: Friday, May 03, 201912:23 PM To: Natalie Barak Cc: Richard Kahn < Subject: Re: Neptune_$1200 and $1000 wire >; Bradley Gillin < >; Brigid Macias Dear Team, Please recall 2 wires sent from Neptune LLC account No me know if anything else is required. as vendor did not receive them. Please let OU

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