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sd-10-EFTA01387413Dept. of Justice

Re: 2018 Periodic Review of High Risked Accounts (Stewart Oldfield, August 31, 2018)

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Gore aon East, Mumbai - 400063, India Tel. Mobile • From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant Cc: Richard larossi >; Mayur Rathod < >; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts Ann Butterfly Trust (1 ) and Neptune, LLC ( under the SOUTHERN FINANCIAL RELATIONSHIP (Il Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct? Will ca

Date
August 31, 2018
Source
Dept. of Justice
Reference
sd-10-EFTA01387413
Pages
1
Persons
0
Integrity
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