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sd-10-EFTA01387475Dept. of JusticeOther

EFTA Document EFTA01387475

• On Jan 14, 2019, at 11:58 AM, Bradley Gillin < wrote: » • Classification: Confidential » • Bella, » That looks correct for Barclays Bank UK PLC. I would move forward. » Regards, » Brad » • Bradley Gillin » vice President » Deutsche Bank wealth management » • New Yor » Tel. » Fax » Emai » • securities offered through Deutsche Bank Securities Inc. original Message From: Bella Klein [mailto: » Sent: Monday, Januar 14 2019 11:54 AM » To: Brigid Macias » Cc: Bradley Gillin

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Dept. of Justice
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sd-10-EFTA01387475
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• On Jan 14, 2019, at 11:58 AM, Bradley Gillin < wrote: » • Classification: Confidential » • Bella, » That looks correct for Barclays Bank UK PLC. I would move forward. » Regards, » Brad » • Bradley Gillin » vice President » Deutsche Bank wealth management » • New Yor » Tel. » Fax » Emai » • securities offered through Deutsche Bank Securities Inc. original Message From: Bella Klein [mailto: » Sent: Monday, Januar 14 2019 11:54 AM » To: Brigid Macias » Cc: Bradley Gillin

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
• On Jan 14, 2019, at 11:58 AM, Bradley Gillin < wrote: » • Classification: Confidential » • Bella, » That looks correct for Barclays Bank UK PLC. I would move forward. » Regards, » Brad » • Bradley Gillin » vice President » Deutsche Bank wealth management » • New Yor » Tel. » Fax » Emai » • securities offered through Deutsche Bank Securities Inc. original Message From: Bella Klein [mailto: » Sent: Monday, Januar 14 2019 11:54 AM » To: Brigid Macias » Cc: Bradley Gillin » Subject: Fwd: Swift an IBAN » • Hi Brigit and Brad, » Please confirm with your backroom that below wire instruction correct. DB website doesn't recognize the SWIFT, but the recipient claims its correct. » Thank you, » Bella » • Te : >» They say it's the below and are asking if there is a problem what exactly it is. >» IBAN - »> Swift - ,» sent from my iPhone » This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > > » Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. » • Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. » • This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090187 CONFIDENTIAL SDNY_GM_00236371 EFTA01387475

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URLhttps://db.com/disclosures
Wire Refwire instruction

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EFTA Document EFTA01417003

Subject: Re: LSJE xxx9295 3 wires From: Bella Klein < Date: Wed, 06 Feb 2019 10:09:00 -0500 To: Brigid Macias Cc: Stewart Oldfie Bradley Gillin < I did not use intermediary bank when processed wire. Maybe this is the problem. Can we add it now? Thank you, Bella Tel: > On Feb 6, 2019, at 9:51 AM, Brigid Macias < > wrote: > You are very welcome. > • For wires we process on our end, NON USD wires we do not need an intermediary bank. For USD wire s going to overseas accounts, yes we d

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Subject: RE: Outgoing From: Bhavesh Chandani Date: Tue, 18 Dec 2018 09:43:08 -0500 To: Robert Dicerbo Bradley Gillin Arthur Tremblay "(gtopwmbankingexceptioncheckprocessing@list.db.com)" <gtopwmbankingexceptioncheck rocessin list.db.com> Cc: Brigid Macias Classification: For internal use only Hi Rob, This wire was rejected yesterday as there was format validation error in this as you can see in below screenshot we rejected the wire via BST and notified the FO by attached email. fci

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Subject: RE: Euro purchase JE acc From: Nicole Perskawiec Date: Thu, 11 Apr 2019 10:04:05 -0400 To: Natalie Barak Cc: Brigid Macias Firdaus Madia Daphne Cales Stewart Oldfielc >, Bradley Gillin Classification: For internal use only Good Morning Natalie, A statement will be suffice. AFEX needs to provide proof of account ownership here in DB to compliance. Without the following, AFEX cannot provide the currency to the client. Kind regards, Nicole Perskawiec {cid:image003.png@OlD0C

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Subject: RE: Euro purchase JE acc From: Brigid Macias Date: Wed, 10 Apr 2019 To: Bella Klein Cc: Bradley Gillin Stewart Oldfield Richard Kahn Good Afternoon, 12:48:41 -0400 Please see below and confirm the following. 6,510 EUR @ 1.152 plus $15 FEDEX fee =$7,514.52 USD 50,000 EUR @ 1.152 = $57,600 USD AFEX has stated, the following order won't be available for pick up until Friday. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Ame

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Subject: RE: LSJE wire to From: Brigid Macias Date: Thu, 21 Mar 2019 15:12:47 -0400 To: Bella Klein ‹ > Hi! Unfortunately we wont be able to fix it since its still in transit. Want me to recall? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein [mailto: Sent: Thursday, Marc

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Subject: Re: Neptune $1200 and $1000 wire From: Bella Klein a> Date: Mon, 06 May 2019 15:58:41 -0400 To: Brigid Macias Cc: Natalie Barak Richard Kahn Bradley Gillin <bradley. illin@db.com>, Stewart Oldfield Thank you Thank you, Bella Tel: On May 6, 2019, at 3:55 PM, Brigid Macias Good Afternoon, Both recalls have been processed. We are waiting to hear back from the bank for a response. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Comp

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