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sd-10-EFTA01387492Dept. of Justice

RE: Assistance Required in solving rejection points on KYC Case#01946825 [lJ (Vijay-A Sawant)

Financial Record

D - The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. - For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • Thank you. No. E - The "How Was the Client(s) Introduced? How long has the RIO personally known the client?" field talks about Zone Management. Please amend. - Updated as appropriate. • J

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Dept. of Justice
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sd-10-EFTA01387492
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