EFTA Document EFTA01387492

D - The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. - For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • Thank you. No. E - The "How Was the Client(s) Introduced? How long has the RIO personally known the client?" field talks about Zone Management. Please amend. - Updated as appropriate. • Jeffrey Epstein met with Stew Oldfield on 3/7/17 to open new acct for other entity. This is in the introduction field. RN! has known the client for 4 years F — New fields were added as part of Dbforee change last weekend. Please ensure those fields am filled out. — Please advise on the following additional points for this case. as appropriate: <image002.png> High Risk Countries — NO Shares to r l parties — NO Bearer shares. controls - NO Structure complex - NO Prohibited - NO Regards. Brad <ilnage001.git-, Bradley Gitlin Vice President De rt he Bank Wealth Management New Yo NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday. August 01.2018 4:41 AM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [lJ Importance: High Good Morning Brad/Stewart, I have received following 'new' rejection points on this case, as follows. sec me comments in red below — Reason for Rejection:7/31 A — Please provide a recent document that will serve as address proof: The IRS document is from September. 2016, — Could you provide latest Only 18) bank statement for this entity? This should resolve this request. B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? - As per constitutional dots. the purpose of Prytance LLC is for engaging in the acquisition. ownership & management of artwork for investment purposes. I had already updated this but it seems they want more info on re-selling part. Could you advise on this please? C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If them is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. — Kindly provide this please. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090258 CONFIDENTIAL SDNY GM_00238442 EFTA01387492