EFTA Document EFTA01387512

PEP - William M.E. Simon Sr. During the time period of review of January 2016 - J Peter Simon - accounts and were reviewed. Account Account had 9 outgoing transfers totaling $1,559,621.36 and received 5 transfers totaling $739,621.36. The outgoing transactions were as follows: 5 outgoing wires totaling $1,550,000.00 to client's DB account 4 outgoing transfers totaling $9,621.36 as Transfer From Inc To Prin Same Account Stn Dividend Reinvestment The incoming transactions were as follow