EFTA Document EFTA01387590

From: Sent: To: Subject: Attachments: Martin Zeman 3/22/2018 4:52:34 PM Stewart 0ldfield FW: Southern Financial - Client Confirmation [CJ doc02556420171121184635.pdf; Southern Financial Operating Agreement.pdf; Southern Trust Company Inc. Financials June 2017.pdf; Southern Financial Lit Financials June 2017.pdf; SOFL LLC Documents.pdf Classification: Confidential From: Martin Zeman Sent: Monday, March 19, 2018 5:15 PM To: 'Richard Kahn' < Cc: Liam Osullivan >; 'Paul Barrett ( )1 Davide-A Sferrazza < Subject: Southern Financial - Client Confirmation (C) Classification: Confidential Richard, >; Xavier Avila We are making sure that Southern Financial can trade in credit derivatives and to have the entity properly on-boarded in that area, we need you to confirm that the attached information came from you. Would you please check the documents and confirm to this email that it indeed came from you? If some of this doesn't make sense, please call me. Thank you! • W-9 • Organization Chart o Per attachment Southern Financial Operating Agreement" (pages 1, 16) • Southern Trust Company Inc. is the sole member of Southern Financial LLC Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc. • UBOs (Owners) that own greater than 10% Jeffrey Epstein is the sole UBO (see "Organization Chart" above) • The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms. • List of Legal representatives o Per attachment "Southern Financial Operating Agreement" (pages 16) • Jeffrey Epstein, Darren K. Indyke, Richard Kahn • Annual report See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company Inc. Financials June 2017" for latest financial statements CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090596 CONFIDENTIAL SDNY_GM_00236780 EFTA01387590