EFTA Document EFTA01387607

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Revenues and Expenses Income Tax Basis For the Period Jan 1, 2017 thru June 30, 2017 Revenues Fee income Dividends and interest 8,000,000 1,303,192 Short term capital losses (70,947) Long term capital gains 4,782,837 Other net investment losses (152,000) Subsidiary equity income - Southern Financial LLC 1,612,744 Subsidiary equity income - Haze Trust 521,009 Total Revenues 15,996,835 Expenses Employee costs and compensation 511,194 Occupancy and related expenses 63,367 Professional and consulting expenses 1,272,672 Other operating expenses 102,865 Charitable expenses 20,500 Total Expenses 1,970,598 Net Income 14,026,237 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0090626 CONFIDENTIAL SDNY_GM_00236810 EFTA01387607