EFTA Document EFTA01387712
On Apr 17, 2018, at 5:49 PM, Stewart Oldfield wrote: Baxter, Paul. Paul, Baxter. Paul has been building an inventory finance business for third party sellers on Amazon. It's growing to the point where he needs to be looking at external funding sources for debt against the receivables pool. Baxter used to run credit structuring at DB and is now at 0'connor capital solutions. I think he's a great first call on this and you'll both get along well. All the best, stew <image003.png> Stewart
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On Apr 17, 2018, at 5:49 PM, Stewart Oldfield wrote: Baxter, Paul. Paul, Baxter. Paul has been building an inventory finance business for third party sellers on Amazon. It's growing to the point where he needs to be looking at external funding sources for debt against the receivables pool. Baxter used to run credit structuring at DB and is now at 0'connor capital solutions. I think he's a great first call on this and you'll both get along well. All the best, stew <image003.png> Stewart
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212 454-2881917 209-0686http://www.ubs.comhttps://db.com/disclosuresRelated Documents (6)
KYC Print
DOJ EFTA Data Set 10 document EFTA01282143
EFTA Document EFTA01435750
Subject: RE: intros From: Date: Tue, 17 A r 2018 22:57:22 -0400 To: Stew, Thanks for the introduction to Paul. Paul, very nice to meet you by email. Yes, as odd as it seems, we are an affiliate of UBS (that said, you can also reach me at Baxter.wasson@oconnorfunds.com). Our capital is all third party investor capital, which is a key differentiator that allows us to be much more flexible and fast moving than a bank. In any case, I'd be happy to do a call between 3 and 4 tomorrow or lat
EFTA Document EFTA01383800
From: osullivan Sent: 9/25/2018 12:36:36 PM To: Stewart 0ldfield CC: Bradley Gitlin Subject: RE: reminder to send Butterfly docs. Thanks ICI Classification: Confidential No, Paul is not authorized on Jeffrey's account. POA's Harry Beller Darren Indyke Jean Anne Wirebracht From: Stewart Oldfield Sent: Tuesday, September 25, 2018 12:35 PM To: Liam Osullivan < Cc: Bradley Gillin < Subject: RE: reminder to send Butterfly docs. Thanks ICI Does Paul trade that account? If so, let's
EFTA Document EFTA01417492
7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi
KYC Print
DOJ EFTA Data Set 10 document EFTA01298740
EFTA Document EFTA01284148
KYC Print Page I of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01790724 One sheet must be established per relationshi • list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL FtELATIONSHIP.00000.483293 Booking Center: New York Relationship Manager: stewart oldfield III New FUN Relationship 74 Existing PWM Relationship Relationship to WM: If existing, please indicate since when the relationship exists, provide reason for new pr
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