EFTA Document EFTA01387716

Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Friday. September 21. 2018 10:18 AM To: Richard larossi Cc: Bradley Gitlin : Stewart Oldfield MaN ur Rat hod Subject: RE: 2018 Periodic Review of Accts Southern Financial 1.1.0 (GCISO-183882i R I.SJE.LLC (GCIS4499733) under the SOUTHERN FINANCIAL RELATIONSHIP VII Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (OCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STRUPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" requited for all the below accounts. GCIS 483883 tdCfl5 • MET TAU, ' OratflPee Err 040=12 • aouniram 'VIII COI/PAW It IP ver rNevAran wig. M._!-)litbdIffilaSai $1014.tie Etc:0V I triMet t+ Tar fray esmer. /a lirEELIERStain W.54117403 .1,2041)E, I 0020794 12Etrtore Nal arr.e•-r In len. u arat 'Warne •Szetril 12.036.71. :1 91?."101, I i7373,2 .1L2ILLEIME .{^a .E. fat* ieEIE/Jk_erw).1r14 Er:11,4% SAri.)51 X VI SA la 7Y. +r EtItzts I 141...,: -1 I I GCIS 48642- DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. A*, OCIAccare *PW•teliViirtitch;MOS 111 ?state is dean mos Priam tra EELMECtIPErferifArtarS bvtaregblaset _v_ Oa Owes *arm Iwo Era 5250f4:10 ir7.40.4. Regards. Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai. Ninon Knowledge Park. Western Express Highway Gore -ton East, Mumbai - 400063 . India TeL Mobile From: Vijay-A Sawant Sent: Friday, August 24 2018 5:28 PM To: Richard larossi Cc: Bradley Gitlin : Stewart Oldfield ‹ > Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS/1499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I) Importance: High CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090819 CONFIDENTIAL SDNY GM_00237003 EFTA01387716