Skip to main content
Skip to content
Case File
sd-10-EFTA01387718Dept. of JusticeOther

EFTA Document EFTA01387718

Acct Holder — LSJE, LW Sole Member. shareholder & Authorized Signatory — Jeffrey Epstein Authorized Signatory• — Darren Indyke Kindly confirm if there are any material changes to this account? Attached checklist completed after review of this account. During review, I have found the Certificate of Existence for this entity, but couldn't extract SoS from the USVI website and the COGS is missing. Kindly provide either the SoS or COGS dated within last 6 months. so this requirement is satisfie

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01387718
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Acct Holder — LSJE, LW Sole Member. shareholder & Authorized Signatory — Jeffrey Epstein Authorized Signatory• — Darren Indyke Kindly confirm if there are any material changes to this account? Attached checklist completed after review of this account. During review, I have found the Certificate of Existence for this entity, but couldn't extract SoS from the USVI website and the COGS is missing. Kindly provide either the SoS or COGS dated within last 6 months. so this requirement is satisfie

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Acct Holder — LSJE, LW Sole Member. shareholder & Authorized Signatory — Jeffrey Epstein Authorized Signatory• — Darren Indyke Kindly confirm if there are any material changes to this account? Attached checklist completed after review of this account. During review, I have found the Certificate of Existence for this entity, but couldn't extract SoS from the USVI website and the COGS is missing. Kindly provide either the SoS or COGS dated within last 6 months. so this requirement is satisfied. Finally, we require Fincen CDD form for this account. I will launch KYC case upon receipt of your confirmation of material changes. thanks, Kind Regards. Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl. DB Centre Mutnbai. Nirlon Knowledge Park. Western Express Highway Gore on East. Mumbai 400063 . India CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090821 CONFIDENTIAL SDNY GM_00237005 EFTA01387718

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01421973

Stib'ect: RE: 2018 Periodic Review of High Risked Accounts (GCIS#489505), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Vijay-A Sawant ‹ > Date: Fri, 24 Aug 2018 05:08:31 -0400 To: Stewart Oldfield Richard Iarossi Cc: Mayur Rathod Bradley Gillin Hello Richard, We have received material change confirmation from Brad on below accounts as per attached email. So following are list of items pending on these accounts Butter

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01384757

Upon review of all docs from the repositories and attachments, we have completed attached checklists for which please see assessment below — Acct Holder — Southern Financial, LLC (SFL) Sole Member@SFL — Southern Trust Company, Inc (STC) President & Authorized Signatory@SFL; President, Sole Shareholder & Authorized Signatory@STC — Jeffrey E. Epstein Authorized Signatory@SFL & VP, Secretary@STC - Darren Indyke Authorized Signatory@SFL — Jeanne Brennan Kindly confirm if there are any materia

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01387034

This relates to periodic review of above high risked account due for remediation on revised date — 6/30/2018. Using docs extracting from DBForce, I have completed the attached checklist for this entity and identified the following main RP's on this account — Acct Holder Prytanee, LLC Member (with ownership interests) — Southern Trust Company, Inc (50%) Member (with ownership interests) — The Pierre Trust (50%) Managing Member Etienne Binant Sole Shareholder & Board of Director in South

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01422160

Subject: 2018 Periodic Review of Accts NES, LLC (GCIS#487265), Plan D, LLC (GCIS#487219), The Haze Trust (GCIS#486428) & The 2007 Jeffrey E. Epstein Insurance Trust#3 (GCIS#487199) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant ‹ > Date: Mon, 13 Aug 2018 09:04:47 -0400 To: Bradley Gillin Stewart Oldfield Cc: Alka Babu Hello Brad/Stewart, This review relates to above high risked accounts which are due for remediation in Aug & Sept 2018. Upon review of all docs from the

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01421286

aject: Re: 2018 Periodic Review of High Risked Accounts (GCIS#489505), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Stewart Oldfield Date: Fri, 31 Aug 2018 08:21:47 -0400 To: Vijay-A Sawant Cc: Richard Iarossi Mayur Rathod Bradley Gillier Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct? Will call you at 9 or so. Thanks Stewart

6p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01387729

• <!--(if !supportlists)--><!--(endifJ-->Volcker Questionnaire completed reflects this trust as a "Family Trust" but this seems inaccurate. All UBO's have different surnames and some even different nationalities. Please advise if ok to accept? I have attached the questionnaire in this email for reference. • <!--[if isupportlistsj--><!--(endifJ-->Depending on the response to above bullet point, we might require CDD form if this trust is deemed to be Corporate trust. Acct Holder — Neptune

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.