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sd-10-EFTA01387893Dept. of JusticeOther

EFTA Document EFTA01387893

From: Stewart Oldfield Sent: 10/23/2017 3:39:48 PM To: Andrew King Subject: FW: Structured Products Agreement [CI Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' <II ); 'Richard Kahn' < Cc: Martin Zeman Vahe Ste anian < Stewart Oldfield Subject: Structured Products Agreement [C) Classification: Co

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From: Stewart Oldfield Sent: 10/23/2017 3:39:48 PM To: Andrew King Subject: FW: Structured Products Agreement [CI Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' <II ); 'Richard Kahn' < Cc: Martin Zeman Vahe Ste anian < Stewart Oldfield Subject: Structured Products Agreement [C) Classification: Co

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From: Stewart Oldfield Sent: 10/23/2017 3:39:48 PM To: Andrew King Subject: FW: Structured Products Agreement [CI Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' <II ); 'Richard Kahn' < Cc: Martin Zeman Vahe Ste anian < Stewart Oldfield Subject: Structured Products Agreement [C) Classification: Confidential Richard and Paul, Davide-A Sferrazza ;Joshua Shushan Martin requested that we send you the attached Structured Products Agreement and e•delivery forms to approve relevant account(s) to purchase Structured Notes. We will need the forms completed for each account in which you would like to trade structured notes. Given most of the trading activity is concentrated in the SFLLC acct ending x804 — feel free to only complete for that account. These forms need to be refreshed as the previous forms on file have expired. Separately — I've also included our Email Waiver form, which will allow Paul to send us orders via email and Bloomberg. The form should be signed by both Mr. Epstein and Paul. Please contact us with any questions. Kind regards, Liam O'Sullivan Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York, NY, USA Tel. «1 212 454-0453 Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091105 CONFIDENTIAL SDNY_GM_00237289 EFTA01387893

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