EFTA Document EFTA01387893
From: Stewart Oldfield Sent: 10/23/2017 3:39:48 PM To: Andrew King Subject: FW: Structured Products Agreement [CI Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' <II ); 'Richard Kahn' < Cc: Martin Zeman Vahe Ste anian < Stewart Oldfield Subject: Structured Products Agreement [C) Classification: Co
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From: Stewart Oldfield Sent: 10/23/2017 3:39:48 PM To: Andrew King Subject: FW: Structured Products Agreement [CI Attachments: Electronic_delivery_consent.pdf; Structured Products Agreement and Approval Form.pdf; Email Waiver Form.pdf This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' <II ); 'Richard Kahn' < Cc: Martin Zeman Vahe Ste anian < Stewart Oldfield Subject: Structured Products Agreement [C) Classification: Co
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Subject: FW: Structured Products A reement [C] From: Stewart Oldfield Date: Mon, 23 Oct 2017 15:39:48 -0400 To: Andrew King ‹ > This was the last I saw on this. From: Liam Osullivan Sent: Friday, October 13, 2017 5:24 PM To: 'Paul Barrett' ; 'Richard Kahn' Cc: Martin Zeman ; Vahe Ste anian ; Davide-A Sferrazza Stewart Oldfield ; Joshua Shoshan Subject: Structured Products Agreement [C] Classification: Confidential Richard and Paul, Martin requested that we send you the attached
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From: Liam Osullivan Sent: 12/4/2017 3:17:13 PM To: Stewart Oldfield CC: Joshua Shoshan Davide-A Sferrazza Vahe Stepanian Martin Zeman Subject: Paul Barrett Epstein wee of 11/27 (CI Attachments: Account Activity 11-27 12-01.xlsx Classification: Confidential In addition to the commissions and sales credits on the attached report Southern also executed 2 FX trades that generated $6,000 in revenue. Thanks Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc De
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From: Sent: To: CC: Subject: Stewart Oldfield [ 11/20/2017 10:39 41 AM Liam Osullivan Joshua Shoshan Martin Zeman RE: Paul Barrett / Epstein w/o 11/13 [CI Classification: Confidential Great, thanks guys From: Liam Osullivan Sent: Monday, November 20, 2017 10:37 AM To: Stewart Oldfield < Cc: Joshua Shoshan ; Martin Zeman < Subject: Paul Barrett / Epstein w/o 11/13 ICI Classification: Confidential Kind regards, Liam O'Sullivan Liam O'Sullivan AVP I Key Client Partners - US
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