EFTA Document EFTA01387900
From: Andrew King Sent: 6/4/2018 2:43:49 PM To: Stewart 0ldtield Subject: FW: Harvest CYES Update - May 2018 (II Attachments: HVM CYES 2018.5-31 Summary Fact Sheet via DB.PDF Do you think it's the right time to reposition Harvest with Paul Barrett? From: Johannes Reis [mailto: Sent: Monda , June 04, 2018 2:33 PM To: Cc: Kyle Vaughn < Subject: Harvest CYES Update - May 2018 [I] Classification: For Internal use only Continued performance improvement for the strategy in May. I've at
Summary
From: Andrew King Sent: 6/4/2018 2:43:49 PM To: Stewart 0ldtield Subject: FW: Harvest CYES Update - May 2018 (II Attachments: HVM CYES 2018.5-31 Summary Fact Sheet via DB.PDF Do you think it's the right time to reposition Harvest with Paul Barrett? From: Johannes Reis [mailto: Sent: Monda , June 04, 2018 2:33 PM To: Cc: Kyle Vaughn < Subject: Harvest CYES Update - May 2018 [I] Classification: For Internal use only Continued performance improvement for the strategy in May. I've at
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KYC Print
DOJ EFTA Data Set 10 document EFTA01298740
EFTA Document EFTA01298891
KYC Print Page I of 23 KYC Case it 01977699 DB PWM GLOBAL 1O(C/NCA PART A One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP. 00000483290 Booking Center: New York Relationship Manager: Stewart Ocilla 0 New PWM Relationship ii6. Existing FWM Relationship Relationship to FWM: If existing, please indicate since when the relationship exists. provide reason for new pro
EFTA Document EFTA01438171
Subject: FW: discretionary portfolio m mt [I] From: Stewart Oldfield Date: Fri, 27 Oct 2017 09:52:33 -0400 To: Andrew King Did you ever send him our healthcare and tech managers? From: Stewart Oldfield Sent: Thursday. October 26. 2017 11:40 PM To: Cc: Martin Zeman Subject: Re: discretionary portfolio mgmt [I] Classification: For Internal Use Only Generally not. Would look to an external manager for something like that. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Compan
1 May 1 1255-May 6 237_Redacted.pdf
Kristen M. Simkins me: Sent Tn: Subject: Atladimem: LT. THOMAS E. ALLEN JR Thomas S. Allen. Jr. Sunday. May BIL EDIE 12:55 AM Allyson FL Dwell; Brenda McKin1e?c C. Kay Wandring: Caitlyn D. Neff: Daniel?le Minarch?lck: JeFFrey' T. Hite; Jon D. Fisher. Jonathan M. Mfl?n-der. Joseph 5. Kolenorluan Mendez: Kevin T. Jeirles; [any Lidgett Lee R. Shea??er: Lorinda L. Brown.- Matti-new T. Fishet: Melanie Gordan; Michael S. Woods Richard C. 5mm; Shephanie D. Calander?mtus Report SMDIE 20150501004
EFTA Document EFTA01437604
Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man
EFTA Document EFTA01282195
KYC l'rint Page 1 of 30 DB PWM GLOBAL KYC/NCA: PART A KYC Case N : 01977695 One sheet must be established per relationshi • list all accounts Included In the relatlonshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Cooking (enter. New York Relationship Manager: Stewart Oldfidd • New MK Relationship O Existing PWM Relationship Relationship to PWM: If online, please indicate since when the relationship exists, provide Penodk Review - Overdue HR KYC ""
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