EFTA Document EFTA01387975

DB PWM GLOBAL KYC/NCA PART A Case:: 01977698 One sheet must be established Der relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP.00000483290 Booking Center New YON Relationship Manager: Stewart Oldfield K New PWM Relationship R Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach od profile: ••• 2018 Periodic Review •• • Client Referral 0 RM Prospect 0 Intermediary/FIN 0 Other Source (CIB, etc.) How Was the Clients) Introduced? How long has the RM personally known the dient? Please provide details (e.g. name of referral source. how many years RM personally has known dient. etc.): Jeffrey Epstein reached out to Sew Oldfield on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC* Butterfly Trust - 1804531; Neptune, 110 - 1790739 Does Deutsche Bank pay a retrocession or similar 0 Yes I n No compensation to a third party for the introdudion of this relationship? (// Yes, describe): List al existing and new accounts Involved in this re a: o^s^. o Legal Entity Account(s) Account Name i Number Opening Date Ontencled,actual) 1 Karyna Shuliak 12/13/2013 2 V Butterfly Trust - 44130552 - MMBA-44130552 1/24/2014 3 7 Neptune LLC- 42953424 - DDA-42953424 10/18/2013 Who is the primary contact person for the R14? (Note: This person needs to have signatory rights and/or information right for the accounts ) Referred method of contactfindicate phone no.. fax no , e-mail address etc ) Stet J S 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091273 CONFIDENTIAL SONY GM_00237457 EFTA01387975