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sd-10-EFTA01388217Dept. of JusticeOther

EFTA Document EFTA01388217

From: Sarah Rafferty Sent: 4/2/2018 3:07:31. PM To: Stewart 0ldfield I Subject: Frieze New York registrations: Wednesday Preview p) Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region R.set i:. ix, of u,,kck MillIN'd I il \ IR, rusi thilil: I th its::: 1:ISI !MOIL comp,i7r IlaiiiC p;, IRA. illie i :: unniin.fic,r ' ll:1:1 Guest lob RSVP Day VI name US - New York Wed. P

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sd-10-EFTA01388217
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From: Sarah Rafferty Sent: 4/2/2018 3:07:31. PM To: Stewart 0ldfield I Subject: Frieze New York registrations: Wednesday Preview p) Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region R.set i:. ix, of u,,kck MillIN'd I il \ IR, rusi thilil: I th its::: 1:ISI !MOIL comp,i7r IlaiiiC p;, IRA. illie i :: unniin.fic,r ' ll:1:1 Guest lob RSVP Day VI name US - New York Wed. P

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From: Sarah Rafferty Sent: 4/2/2018 3:07:31. PM To: Stewart 0ldfield I Subject: Frieze New York registrations: Wednesday Preview p) Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region R.set i:. ix, of u,,kck MillIN'd I il \ IR, rusi thilil: I th its::: 1:ISI !MOIL comp,i7r IlaiiiC p;, IRA. illie i :: unniin.fic,r ' ll:1:1 Guest lob RSVP Day VI name US - New York Wed. Prey iew 1 Tony Persico Marron Investments CIO Stewart Oldfield Sharon Kriston Accept Wednesday 22 US - New York Wed Preview I Steuart Oldfield Deutsche Bank Stewart Old f ield N/A Accept Wednesday is - 4ien York Wed Prey leNk 2 Ali Rashid pvt client Stmuirt Oldfleid TBA Accept Wednesday ac LS - New York Wed. PR:\ i05 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Parisa Sahay Accept Wednesday bE US - New York Wed. Preview 2 Brad Wechsler Elysium CEO Stewart Oldfield Patricia Newburger Accept Wednesday 4t us - New York Wcd. Prey iew I Paul Barren Alpha Group Capital CI,A ) Stewart Oldlicld/Martin Zeman Randi Barrett Accept Wednesday 8f At this t me, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview - $188.00 pp Parent ID: 219401 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. Confirmation: We have received your registration and arc delighted you will be joining us for the preview of Frieze New York on Wednesday. May 2. To access our Deutsche Bank Wealth Mamgement Lounge. where you will pick up your tickets. you will receive a card and/or email front us with a QR code within the next few weeks. In the meantime, please find some useful information below. Frieze also has a VIP program for our guests who arc attending Preview Day or Preview and Private View Day. To view the VIP program benefits, R.S.V.P. to Frieze events and access exclusive offers in New York City and at the Fair. please log in to https://frieze.comffairs/frieze-new-vork, and use password (insert specific client code from above.) Please let me know if you have any questions. I look forward to seeing you next month. Best regards. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091660 CONFIDENTIAL SDNY_GM_00237844 EFTA01388217

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URLhttps://frieze.comffairs/frieze-new-vork

Related Documents (6)

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Subject: Frieze New York re istrations: Wednesday Preview [I] From: Sarah Rafferty Date: Mon, 02 Apr 2018 15:07:31 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator / contact Guest name RSVP Day VIP code US - New York Wed. P

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Subject: RE: Frieze New York re istrations: Wednesday Preview [I] From: Andrea Herbert Date: Mon, 02 Apr 2018 15:26:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Of course. From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Ba

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Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty < Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield Subject: Frieze New York registrations: Wednesday Preview [I] Classification: For Internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Rev; ,ii Ticket I.,..Pc 4 of tickets required Inv

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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert

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York Us - New York Wed. Preview I Stovall Oldfield Deutsche Bank Stewart Oldficld N/A Accept Wednes US - New York Wed. Preview 2 Ali Rashid pvt client Slew an ()Wield TBA Accept Wednes US - New York Wed Pro iew 2 Rudy Sahay 54 Madison CEO slew art Oldtield Parisa Sahay Accept Wednes US - New York Wed. Preview 2 Brad Wechsler Elysium CEO Siew art O1Jfie Id Patricia Newburger Accept Wednes US - New York Wed. Pro lot I Paul Barren Alp

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Subject: RE: Frieze New York registrations: Wednesday Preview [I] From: a t e Tue, Andrea 03 Herbert Apr D 201 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Will do, sorry to bother. From: Stewart Oldfield Sent: Tuesday, April 03, 2018 11:21 AM To: Andrea Herbert Cc: Bradley Gillin Subject: Re: Frieze New York registrations: Wednesday Preview [I] Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA,

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