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sd-10-EFTA01388539Dept. of JusticeOther

EFTA Document EFTA01388539

From: Stewart Oldfield Sent: 7/12/2018 10:13:01 AM To: Andrew King Subject: Re: Today Sure. Will be in later this morning. Have been at the doctor with Ryan. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jul 12, 2018, at 10:04 AM, Andrew King wrote: Stew — do you have 10 minutes to discuss Paul Barrett/Ha

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sd-10-EFTA01388539
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From: Stewart Oldfield Sent: 7/12/2018 10:13:01 AM To: Andrew King Subject: Re: Today Sure. Will be in later this morning. Have been at the doctor with Ryan. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jul 12, 2018, at 10:04 AM, Andrew King wrote: Stew — do you have 10 minutes to discuss Paul Barrett/Ha

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 7/12/2018 10:13:01 AM To: Andrew King Subject: Re: Today Sure. Will be in later this morning. Have been at the doctor with Ryan. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jul 12, 2018, at 10:04 AM, Andrew King wrote: Stew — do you have 10 minutes to discuss Paul Barrett/Harvest today? Best regards, Andrew King <image00 I gi Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154 Tel Mobile Email <image002.gif> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092146 CONFIDENTIAL SDNY_GM_00238330 EFTA01388539

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Subject: Re: Today From: Stewart Oldfield e > Date: Thu, 12 Ju • • -0400 To: Andrew King Sure. Will be in later this morning. Have been at the doctor with Ryan. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Emai Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jul 12, 2018, at 10:04 AM, Andrew King wrote: > Stew — do you have 10 minutes to discuss Paul Barret

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Subject: Frieze registrations [I] From: Sarah Rafferty ‹ > Date: Mon, 15 Apr 2019 13:40:05 -0400 To: Stewart Oldfield Classification: For internal use only Event Status First name Last name Email DB representative Frieze New York Registered Andrew Feldstein Stewart Oldfield Frieze New York Guest Jane Veron Stewart Oldfield Frieze New York Preview & Private View Registered EFTA01435754 Patrick McGinnis Steward Oldfield Frieze New York Preview & Private View Guest Mich

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Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man

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Subject: FW: discretionary portfolio m mt [I] From: Stewart Oldfield Date: Fri, 27 Oct 2017 09:52:33 -0400 To: Andrew King Did you ever send him our healthcare and tech managers? From: Stewart Oldfield Sent: Thursday. October 26. 2017 11:40 PM To: Cc: Martin Zeman Subject: Re: discretionary portfolio mgmt [I] Classification: For Internal Use Only Generally not. Would look to an external manager for something like that. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Compan

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Subject: Frieze NY - re istration status [I] From: Sarah Rafferty < Date: Fri, 06 Apr 2018 15:28:07 -0400 To: Stewart Oldfield Classification: For internal use only HI Stewart, see below. Please continue to follow-up with all outstanding and if they plan to attend, ask them to register. If they decline, please let me know so I can update my file. Thank you. Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title DB nominator

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Subject: Frieze registrations I From: Sarah Rafferty Date: Tue, 23 Apr 2019 15:56:40 -0400 To: Stewart Oldfield Classification: For internal use only Event Status First name Last name Ticket DB representative Frieze New York Registered Andrew Feldstein Stewart Oldfield Frieze New York Guest Jane Veron Stewart Oldfield Frieze New York Preview & Private View Registered EFTA01437337 Patrick McGinnis Thursday, 2 May Steward Oldfield Frieze New York Preview & Private View

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