EFTA Document EFTA01388550
From: Liam Osullivan Sent: 10/10/2018 11:56:00 AM To: Paul Barrett CC: Martin Zeman ; Davide-A Sferrazza ; Stewart 0ldfield ; Alan Brody Subject: Partial Call IC) Classification: Confidential Paul, We have received notice of a partial call on the JPM Float PERP (46625HHA1) held in 2 of the accounts: Haze SFLLC 838m called out of 3mm 1,397m called out of 5mm The pay date is 10/30/2018 at par. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Secuntes Inc
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From: Liam Osullivan Sent: 10/10/2018 11:56:00 AM To: Paul Barrett CC: Martin Zeman ; Davide-A Sferrazza ; Stewart 0ldfield ; Alan Brody Subject: Partial Call IC) Classification: Confidential Paul, We have received notice of a partial call on the JPM Float PERP (46625HHA1) held in 2 of the accounts: Haze SFLLC 838m called out of 3mm 1,397m called out of 5mm The pay date is 10/30/2018 at par. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Secuntes Inc
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EFTA Document EFTA01433569
Subject: RE: Trade Details --> 06/07/2018 [C] From: Paul Barrett Date: Thu, 07 Jun 2018 16:07:08 -0400 To: Liam Osullivan < Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfie Sold not bought Paul Barrett Alpha Group Capital LLC New York, NY 10019 June From: Liam Osullivan Sent: Thursday, To: Paul Barrett ; 'Richard Kahn' Cc: Davide-A Sferrazza Joshua Shoshan ; Xavier Avila Martin Zeman Stewart Oldfield u ject: ra e etas s --> 06/07/
EFTA Document EFTA01423903
Subject: RE: Tender Offer - JBS INVTS GMBH SR NT [C] From: Liam Osullivan Date: Tue, 30 Oct 2018 10:32:38 -0400 To: Paul Barrett Cc: Martin Zeman , Davide-A Sferrazza , Alan Brody Stewart Oldfield Classification: Confidential Paul, The 2mm bonds in the Haze Trust were called yesterday at 101.938. Thank you, Liam From: Liam Osullivan Sent: Tuesday, October 16, 2018 1:43 PM To: 'Paul Barrett' < Cc: Martin Zeman ; Davide-A Sferrazza < ; Alan Brody < Subject: Tender Offer - JBS
EFTA Document EFTA01427245
Subject: RE: Trade Details --> 06/15/2018 [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Fri, 15 Jun 2018 11:42:39 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza Joshua Shoshan Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: $125,136.24 Thank you Liam Sold HKD 982,444.65 @7.851 USD {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche B
EFTA Document EFTA01388380
From: Sent: To: CC: Subject: Liam Osullivan 10/12/2018 4:14:13 PM Paul Barrett Stewart 0ldfield Incoming Wire ICI Classification: Confidential Paul, ; Davide-A Sferrazza I I; Martin Zeman We have not received the wire. Our operations team has asked for additional information: We require more information to complete our task. Please confirm the reference number or a copy of the MT103. As of right now we do not have the funds. Thank you, Liam Liam O'Sullivan AVP I Key Client Pa
EFTA Document EFTA01429689
Subject: RE: Trade Details --> 06/07/2018 [C] From: Liam Osullivan Date: Thu, 07 Jun 2018 16:10:56 -0400 To: Paul Barrett Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfield Classification: Confidential Paul, You are correct. You SOLD 50,000 shares of AMD at 14.92886. I apologize for the confusion. Thank you, Liam From: Paul Barrett [mailto: Sent: Thursday, June 07, 2018 4:07 PM To: Liam Osullivan Cc: Davide-A Sferrazza ~T ; Xavier Av
EFTA Document EFTA01434555
Subject: Naspers [C] From: Liam Osullivan < ~> Date: Tue, 24 Jul 2018 14:26:04 -0400 To: Paul Barrett Cc: Martin Zeman Davide-A Sferrazza Xavier Avila Stewart Oldfield Classification: Confidential Paul, We are working on order overnight to sell 2,000 Naspers Limited Ltd. at 342,000 ZAr. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 1015
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