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sd-10-EFTA01388791Dept. of JusticeOther

EFTA Document EFTA01388791

From: Richard larossi Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For Internal use only Hi Vijay, Please see the attached COGS for Southern Financial. Thank You, Rich Richard !nesse Assislanl Vice President Deutsche Bank Wealth Nlanagement 345 Pak Avenue. 24th Floor New Y • NY 10154 Securities offered through Deutsche Bata Securities inc. From: Bella K

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sd-10-EFTA01388791
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From: Richard larossi Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For Internal use only Hi Vijay, Please see the attached COGS for Southern Financial. Thank You, Rich Richard !nesse Assislanl Vice President Deutsche Bank Wealth Nlanagement 345 Pak Avenue. 24th Floor New Y • NY 10154 Securities offered through Deutsche Bata Securities inc. From: Bella K

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From: Richard larossi Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For Internal use only Hi Vijay, Please see the attached COGS for Southern Financial. Thank You, Rich Richard !nesse Assislanl Vice President Deutsche Bank Wealth Nlanagement 345 Pak Avenue. 24th Floor New Y • NY 10154 Securities offered through Deutsche Bata Securities inc. From: Bella Klein Sent: Monday, September 17, 2018 1:07 PM To: Stewart Oldfield Cc: Richard Kahn Bradley Gillin a; Richard larossi Subject: Re: Any chance you also have the Mort certificate handy? Thanks Additional COGS attached Thank you, Bella On Sep 14, 2018, at 10:08 AM, Bella Klein c • wrote: Attached is what I have, expecting others next week Thank you, Bella CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092547 CONFIDENTIAL SDNY GM_002313731 EFTA01388791

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Subject: Re: Debit card From: Richard Kahn e > Date: Fri, 22 Dec 2017 10:08:38 -0500 To: Stewart Oldfield e > no worrieshave plenty of time to work out we will do 1 large withdrawal in january then revert to card thank you and happy new year.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Dec 22, 2017, at 10:07 AM, Stewart Oldfield wrote: Cynthia is working on it right now. us. Sorry Stewart Oldfield, CFA, CAIA Director Deut

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell > On Aug 8, 2018, at 4:10 PM, Bradley Gillin <a. wrote: > Classification: Confidential > Hi Rich, > • Please find attached account opening paperwork. > • Please complete the resolution. All other documents have pre-filled and marked for execution. > Thank you. > Regards, > Brad > • Bradley Gillin > Vice President > Deutsche Bank Wealth Management > 345 Park Avenue, 24th Fl > Ne

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Subject: RE: Euro purchase JE acc xxx 9691 [I] From: Stewart Oldfield Date: Wed, 10 Apr To: Brigid Macias Classification: For internal use only This is a fairly typical withdrawal for them. Jeffrey has an apartment in Paris and likes to have cash with him when he travels there. From: Brigid Macias Sent: Wednesday, A ril 10, 2019 8:19 AM To: Bella Klein < Cc: Bradle Gillin Stewart Oldfield ; Richard Kahn Subject: RE: Euro purchase JE acc xxx 9691 Importance: High Good Morning, Can

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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From: Brigid Macias Sent: 4/10/2019 4:31:50 PM To: Bella Klein CC: Stewart Oldfield INIIIIIINIIIRIPpopertat Bradley GUM Subject: RE: PLEASE HELP TO STOP WIRE FROM LSJE Unfortunately the funds have already left the bank. You can transfer funds internally to cover, or we can request a wire recall. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Floor New York, NY 10154

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