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sd-10-EFTA01388794Dept. of Justice

RE: Neptune LLC Corp Resolution Query - KYC#01977698 (Vijay-A Sawant, September 18, 2018)

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Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl Ncw York. NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, September 18, 2018 11:00 AM To: Bradley Gillin ; Richard larossi Cc: Mayur Rathod ; Stewart Oldfield Subject: RE: Neptune LLC Corp Resolution Query - KYC#01977698 Hi Brad, As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Fina

Date
September 18, 2018
Source
Dept. of Justice
Reference
sd-10-EFTA01388794
Pages
1
Persons
0
Integrity
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