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sd-10-EFTA01389117Dept. of JusticeOther

EFTA Document EFTA01389117

From the initial response below, it appears that a response was given on a different wire in the amount of $23 mil between brokerage and the private bank. Can anyone answer the inquiry regarding the wire from HSBC? '""so." Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION 1. Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the investment that the funds originate)? Best

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sd-10-EFTA01389117
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From the initial response below, it appears that a response was given on a different wire in the amount of $23 mil between brokerage and the private bank. Can anyone answer the inquiry regarding the wire from HSBC? '""so." Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION 1. Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the investment that the funds originate)? Best

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From the initial response below, it appears that a response was given on a different wire in the amount of $23 mil between brokerage and the private bank. Can anyone answer the inquiry regarding the wire from HSBC? '""so." Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION 1. Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the investment that the funds originate)? Best Regards/Mit freundlichen Galen, PWM AML Compliance Deutsche Bank From: Zbynek Kozelsky Sent: Tuesday, December 20, 2016 8:34 AM To: Cynthia Rodriguez ' Stewart Oldfield < a e e anian Cc: Joshua Shoshan Donald Summer Cherie Quigley <cherie.quigley@db.com>; Amlcompliance Inquiries <amlcom Subject: RE: URGENT - THIRD REQUEST""""" RE: Inquiry Regarding THE HAZE TRU T, Account#=3, Alert# SAM 1788880 III Classification: For Internal use only Dear AML, Please let us know what else you need regarding this HSBC wire so we close the loop. Happy holidays. Ziggy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093422 CONFIDENTIAL SDNY_GM_00239606 EFTA01389117

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