EFTA Document EFTA01391222

Glendower Capital Sal IV, LP. Lepl dbdalmers For Recipients In the EEA This Presentable, shell not be cistnbuted to any Recipient that Ls domicile'; or resident Me EcropeeriEcenomic Area nieniber :tate *here Uet distribetkin of the Presentation in :eel' member stale 'efierkehree' (within'' lit we:aging or article cell(x) of eni Alternative Investment rung Managers Directive (2011/G1/11.Iii Thk; Presentation it: rot an approver: prosoectus for pure:ises of section A5 cif the Ur' financial Siireces are Markets At 2030 eTervin In Mt United .ingecirri,. thes Preset:tat:ler may only he alrransinkatec ii) by a ;reit-six: otter than an aiehonrec ceirson if eirectec only at fa) person who have prof sional experience in matters relating to investments. falling within article 19451 t'imestrnent professional?) of the ne‘arcial sankt,a and MafkAtt ACt kNY.I frifstifiCall PfOrf.)tiOnl Order /COS f;e: areerzeied "Orrierl, (b) persons felines: within. What ell2)fe] to lee Chaos net worth companies, unincorporated assottattore etc."1 of the Cater, or (c) persons whom this fermentation may °0wn:rise lawfully be communicated; :emelt') try an acithorizec pereen it cerettect oak at la) pesters who have prole:el:mai esperieree of patticipetine in war:plate:, q:lerntic, felting; within VW,: 14451 ('investment professiewle, or the ferranciel fervices and Markets Act 200) (Prornoticri <4 Collective Investment echerrots) (Exemptions) Order 20(i) errecnceel (the 'Pecs C'ree?i arc article 19{5) rinvetemere prcitessioncils'i Orcer. lie falt.ng WY:bin articfe 22 (testi net worth oenparcee Llupwrpgrate etch of the POS Order ere: attele49(2)(a)to id) thigh net weal, crimpenles,uninCrepOrated eSSoreations etc') of t l'*Order. MR Nodes. In IfttaliOn to each member :Late of the EEA feaces a 'Member Stare) which has ririplerrtentee the Alternative Investment fury Managers Directive ',Directive (20.1.1161/EUI) eta? •AlieL4D-1 (arc€ tor whirr, transitional arrareernents are *sue no kester available'', the Presenbtem may only be el:aril:Aare and inte.rests in the fund rney only be offerec or placer, in a Member State to the extent that: f1) the rune is permitted to be marketed to professieeeil 'me:clots in the relevant Mestbar :t..ttde in eceereance with airmo (at implemented into the tocel lawiregiilateil of tee relesant Mecteer Stetel: or (2) this Presentation may othenvise he lawfully cistribeted and the interest: in the Fund may otherwise be lawnehy offered or placed iti that Member State (''lick c hug at the iflitielW of the :sexton. to relation to each Member State of tteii I:EP-wee:et at the date of thh.: Feet:erection. has not etiplerriented :amp, this Dieser:talon may:eel:tee distributeel and interests in the rvw; 'Tar, only be offeuei or plater: to the ehtent that this Presentation may be tawfutly cistributed and tee 'MMUS in the ruixl may iftwfully be oiler et or place:: in that. Member Statefinclueing at the initialer of the le:est:el- For persons In Attatralle.'fhis information hes been preparers for general information perposes only. Nothing in the Presentation constitutes investment, ILIA erns inn;; or suited:ice, or a represeritateei that any wee:Ament or streteet; suitable or aivropriate inewifl,131circurratarces. ce otherwise °erste:ae a perforof recominenuation to any SniftifIC investor. Recipients of this Present tier sleek 004 assume that any invet:ttrient discusser; reeein :were of "all be profitable There is ne ecarentee comereing the echiew.rnent.ef eeest.rnerit objective: or target return: ce meercrenients Any reference to pail performance is rot incentive of future result and is no guarantee to future results. This Presentation has been prepared for ane is protidee pray to perniittec recipients in Australia who qualify as whciesee ctients a:; list tern, c defined by :;•mikil 7616(71 of the: Auatrahan Corporation:: Act 20(0 (Cth ) (the "Act") and U.S sophisticated or professbnal inti+131/fS as &eked by se-:hcies 7C€f3) and (111(respecte...)y) of the Ace in respect ot which an offer would not r tire disc:tete+ under Chapter 61) or Fart 7.9 of the Act. It Coes not contain also dwelt not be taken as containing any financial prectet ativice or financial procure reeeeieweeeteefle Preseelaboo ki rot ih PreePeaus. preetoe ye:lostee statement or any otter form of prescribee efleyiesoore,ment veer the Act. This Presentetion is not required to. are doe: not. contain all the information whist would be recciite in either a pnoipectue prodiAt discfo.ti.re :eats-merit or any other hem of prescribed peering cocurnent under the Act, nor hit reciutteci tie be St bit:heti to to Au:fiat:an Sectaitie: are: levertmetes aennieskin. The tunas referred rain these materials are not registered schemes as cannot in the Att. In Aestralle. Credit Seeese Group enhnes, other than, erefit Suisse AG, Sydney Brencte are rut a:A:Lome:: cepocit.-teking institittbm: for the purposes of the Banking Act 1959 (Ch.) arc€ their <b: not, represent cepcmite other habilitiee of Creelt Suisse AG. %coney erantie Credit 5eisse AC,, foyeney Branch goes not guarantee or °themee provce assurance In respect cif the obligati:est of SLChtlietiit Seese entities or Pe:fends. For persons In Bahrein. The Presentation has not been approveS by the Central P,eriP of Bahrain which tells no mswinsibikre for its contents No.:41er t.:. tea public to purchase the Fines interests wilt be made in the Vingdorn of Bahrain ate this Presentation is intended to be read by the wieressee orej and rust not rue ink‘seil to, ;W. ,e0 to, Or Siltreielt0 the Pubic serenity. For persons in Brea The inform:0bn contained herein Is for intreynational !esp.:it:es only are is nix, era: uneer no circumstances h to be construed as, a prospectus. an advertise fl*fir-a ocielic orreries. an offer to :ell the interests beiaibef.i herd: Of a soleitat:co or en offer to buy the interests cescnbed torero in BesetAm public offer or sate of the Inter/;?s eeteribeel herein will be 'mire only deer:feeble registration in the Brazilian Securities COMMiSSIOn It; cilwicri≤e. No invitation to offer, or offer for, or same of, errs! in:element wilt be ceenwe to ttie peble in Brasil or by any mt•ans wended be deemed public ode:ring of securities in Brae!. Under no circumstances is the information contained herein to tie tonstitan as invezUnent acve.e Brazilian Sereritiee CtunfltiSS fl has not reviewer.: tie material herein. For persons In Brunei. l'his Presentation: ha": not been deltdarda to, intent:( or ir:itret hy At:Loral Moneted creed b1/4: it teen reeictered with the Registrar of Comparilec This Presentation is for inlorinalioral purposes only and does not constitute an invitation or offer to the public. As such, it must not be cestributee or reciefributers to are: inTy not be reflect upon or used by any person in Brunei other than the percori to *hoer P. h :erectly comnenicatee and who belongs to a class of personas defiriee under Section20 of the Brunei Securities Market Ostler, 201?. For persons In Canada. The Presentation if. Only ink:need for persons in Canada who c eerily to be a "pernettee rit" within ate meaning tiatiorel instrument 31-10? - Registrareei P.eceiremente. Exemptions roc Gave* Reeistearir. Otetateee. To lie eaten that the iiiiconath.q. fwiladief.l herein ref erereee sexreel of an issuer ireorporatee. forme or creater, tirs0er the laws of Cafiaca of a province or territory of Canaria, any traces in or advice reeareing such securities must be cc:neon:se thecceh an in.ereinent dealer reerterte in Canaria. No securees ccenneesion Cr siniltar regnlatcgy authority in Craris rot reviewed ••..r in anyway patsec upon these matenals, the information contained herein or the merits or the Interest'; (:escnbed herein and any representation la the contrary it an offence For mulls in Chart...d! or :tome of the offered securities rrey have not been regbteree with the et ter rintendencia de Valoror:. y Seguin ("WS") pursuant to taw no 16.045, the fury oe Mer<aeo ce Vatores, and regulations ineres.nder. Securities not registered with the See may not be offered or salt: publicly in Osier foress a regulatory exinopticsn apply). Thb docurnent aCeS not constitute an offer of. <1' an :matador, too subscribe eer or trchate„ the securities in the Kept bas of Chile, other than to iinciviciealle certifier investors pen:: ant to a private offering within the meaning of article 4 of the tey ee Mercier) de %/WOW: affbf that is not `ateirceeett to the peAt;tr: genital or to a cede:Ins:elf% or eeecifk gee p of the, pi lei"). for atielouralultgeotonf fetree to such of t.?e referee securities, please Contact your Relationship Manager. Few persons in Mina No ins:tailor. to offer or offer for. or sale of, any interest or investment will he made to the et hie: in the eeoples Republic of China letRee or by Any means that would be termed puble offer ellt of sereerties toter the laws of the PIC Theee materials may not beet:Areal:ter: to ince:beak: resident in the PSC or entities registered in the Pee who have not creamer ail the t,.-euirefi PRC government epees-rat it is the investor's fesporstbifity to .cure that it eas obtaireic all neceseery PP.Ceovernnient approvals to purchase any interest, participate in an?itivestmkett or receive any inyestn oent a,..vfscry or in.,' trnent riennenient serieciee CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0096031 CONFIDENTIAL SDNY_GM_00242215 EFTA01391222