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Case Filesd-10-EFTA01391922Dept. of JusticeBrokerage Limited Partners — SEC Form ADV Part 2A excerpt (EFTA01391922)
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Case File
sd-10-EFTA01391922Dept. of JusticeBrokerage Limited Partners — SEC Form ADV Part 2A excerpt (EFTA01391922)
Financial Record
GLIDUS144 Glenn Warren iCapital Advisors, LLC Form ADV Part 2A referred Investor's investment in a Fund, in which case such payment will be made by iCapital Securities. In respect of any Investors that elect to be treated as "Brokerage Limited Partners," iCapital will allocate a portion of the Management Fee it receives in respect of such Investors to certain broker-dealers or registered investment advisors for services provided by such broker-dealer or registered investment advisor to s
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01391922
Pages
1
Persons
0
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