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sd-10-EFTA01392624Dept. of JusticeOther

EFTA Document EFTA01392624

From Stewart 0ldfield Sent: 11/13/2018 10:14:13 AM To: Vijay-A Sawant I j; Mayur Rathod CC: Richard larossi I ; Bradley Giffin Subject: RE: Gratitude Attachments: image001.gif Emily Craig will mark this as "pending exclusion" for now. In the meantime, please add a case note with the latest update: Stewart last spoke to Rich Kahn on Nov. 8ib and told him that if we do not have clarity on whether we will get KYC info for the primary donor to Gratitude, we will begin proceedings to

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sd-10-EFTA01392624
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From Stewart 0ldfield Sent: 11/13/2018 10:14:13 AM To: Vijay-A Sawant I j; Mayur Rathod CC: Richard larossi I ; Bradley Giffin Subject: RE: Gratitude Attachments: image001.gif Emily Craig will mark this as "pending exclusion" for now. In the meantime, please add a case note with the latest update: Stewart last spoke to Rich Kahn on Nov. 8ib and told him that if we do not have clarity on whether we will get KYC info for the primary donor to Gratitude, we will begin proceedings to

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From Stewart 0ldfield Sent: 11/13/2018 10:14:13 AM To: Vijay-A Sawant I j; Mayur Rathod CC: Richard larossi I ; Bradley Giffin Subject: RE: Gratitude Attachments: image001.gif Emily Craig will mark this as "pending exclusion" for now. In the meantime, please add a case note with the latest update: Stewart last spoke to Rich Kahn on Nov. 8ib and told him that if we do not have clarity on whether we will get KYC info for the primary donor to Gratitude, we will begin proceedings to exit the account" Thanks From: Vijay-A Sawant Sent: Friday, November 02, 2018 1:19 AM To: Stewart Oldfield Mayur Rathod Cc: Richard larossi clIMIIMMIINIM=>, Bradley Gillin < Subject: RE: Gratitude Importance: High Many thanks for the update, Stewart!! We will update our records accordingly. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Stewart Oldfield Sent Thursday, November 01, 2018 9:37 PM To: Mayur Rathod Cc: Richard larossi Bradley Gillin . 111==nk; Vinita Advani 4:EM IMINI ii; Vijay-A Sawant Daphne Cales < Subject: Gratitude Client hopes to have an answer on Gratitude by Nov. 1Sth. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097879 CONFIDENTIAL SDNY_GM_00244063 EFTA01392624

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