EFTA Document EFTA01392630

From: Richard Kahn (mailto:richardkahn12@gmail.com] Sent: Wednesday, December 19, 2018 9:36 AM To: Liam Osullivan <Liam.osullivan@db.com>; Stewart Oldfield <stewart.oldfield@db.com> Cc: Darren Indyke <dkiesq@aol.com> Subject: SFL LLC can you please call Darren-to confirm the following trades for SFL LLC I) Sell 25,000 GE at the market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa, cal On Dec 18, 2018, at 12:27 PM, Liam Osullivan < Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: Thank you, Liam <image001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA Tel. Email ham osullwan©db com wrote: KCP products and services are intended for and available only to sophisticated. experienced investors who qualify as *institutional accounts' under FINRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of. and exercising CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097887 CONFIDENTIAL SDNY_GM_00244071 EFTA01392630