EFTA Document EFTA01392665

Account Jitl and Join)! Application Information Name of A oust ritle bast --me. 1:•-• hame. nii Socialiecurity ei Address a 059 7- Address eir Mums okappfleabEe City, State and ij , n3 Joint Applicant st name, first name. middle initial) I Security Number or Taxpayer ID Number City. State and Zip Code Home Tele hone Number — .- - Nome Telephone Number Business Telephone Numb* Business Telephone Number T.W8inh Name of Employer Oats of Birth Name of Employer Address Na applicable City. State end Zip Code Notice of Customer Identification Policy Address City. Stare and Zip Code Important Infourintion To help the government fight the funding of terrorism and money laundering activities. Federal taw requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name. address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental lutes have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. it neCessery, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from rime to time you may give instructions by telephone, facsimile or email regarding the above captioned account(S) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trani Company Americas (DBTCA). you agree to indemnity and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DESTCA's acting upon such misunderstood and unauthorized Verbal Instractions. You understand that DBTCA may, but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole disoretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer hinds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the Iollowing information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may hdnor checks, orders or withdrawal requests from any owner during the lifetime of ell owners. The Bank may he required by sorvice m legal process to rerhit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the soie pr noon'', of the survivods) after the death of any owner(s). Unless DBTCA receives wrinec mace signed by any owner not to pay or dative/ any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous Sentence. DBTCAimay require the written authorization of any or all joint owners for any father payments or deliveries. 2 13.awfill.0101 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097926 CONFIDENTIAL SDNY_GM_00244110 EFTA01392665