EFTA Document EFTA01392692

c /VWos irt l'iccc ca I Title and/Joint ApeIgatgrif tion OUZO 10 Xv1 Acco Name of Account Title Joint Applicant past nam lint name, middle in till or Business (last name, first name, middle Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number Addross 44,, Avpk,e 12- Address ,1A7 Not applicable -C rty/Suterand Zip Code City. Stale and Zip Code Home Telephone Number -k n.nets a ep one um er Business Telephone Number Date of Binh Name of Employer Date of Binh Warne of Employer Address Address Not applicable City. State and Zip Code City. State end Zip Code Notice of Customer Identification Policy important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that wo will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: those rules call for an active involvement of both asset management firms and their clients. Fot new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change's) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or present purported to be you is your own. Absent the gross negligeoce et willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnity and hold harmless OBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorised Vorbat Instructions. You understand that DBTCA irtay, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Insttuctions to transfer funds or securities to any accounts) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of oath owner as joint tenants. and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may honor °necks. crews or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. OBTCA may honor checks, orders or withdrawal requests front the survivor(s) stter the death of any owner(s) arid may treat the account as the sole property of the survivors) alter the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any pint deposit or addition or accrual. DBTCA shall not be liable to any owner for continwng to Minor checks, urders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorizatroniof any or all joint owners for any further payments or deliveries. 2 13.AWM-0301 013£49 C22513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097954 CONFIDENTIAL SDNY_GM_00244138 EFTA01392692