EFTA Document EFTA01392703

AccouVrtte and Joint Application Information Name of of Account Title Joint Applicant (last riameArst name, rpiddleinitian nr Ituiinetc Hest name, first name, middle Sot I Secur, Nurrigoep oryea/Num7; /00 6 .0 ve.Y e 3 Atgrast 490SCr1.--- %-sv-vtc hts.rudicabie City, State and Zip C e Social Securiiy Number or Taxpayer ID Number Address City. Suite and Zip Code Home Tele hone Number Home Telephone Number Business elephone Numbs Business Telephone Number Date of Furth — Name of Employer Address City, State and Zip Code Date of air—th Name of Employer Not applicable Notice of Customer Identification Policy Address City. State ancnip Code Important Information To help the government light the funding of terrorism and money laundering activities, Federal law requires a financial institutions to obtain, verify, and record information that identifies each person who establishes an account, it rastment or other business relationship with a financial institution This moans that we will ask for your name, address. an: other information trial will allow us to identify you. We may also ask to see identifying documents such as a certilic its of lormation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against mono) laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their Cl lints. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their it addresses, source of funds and. if necessary, legal representatives, authorized signatories, beneficial owners • control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients wo ..Id be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these I ranges. Telephone, Facsimile or Email Instructions ay signing below, you agree that horn time to time you may give instructions by telephone, facsimile or email iegatdinct the above captioned account(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Vertu' Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o 'willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless D, FICA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstoot and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to. seek verificati. in of your verbal, facsimile or email instructions by cell hack. In case of doubt. DBTCA may irrits sole discretion refuse to :xecute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to ext lute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or )inal signature. Joint Account Disclosure You have opened a jOint account with DBTCA and acknowledge receipt of the following information: Thus dapo and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the rntire account to any owner during the lifetime of all owners. DBTCA may honor checks. Orders or withdrawal argues ; from any owner during the liletime of ail owners. The Bank may be required by service of legal process to remit fuod ; held In the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the accour 08TCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may t eat the account as the sole property of the survivor(s) after the dee th of any owner(s). Unless ODTCA receives written n signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to tt.' y owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice re 'ed Co in the previeus sentence, DBTCA may require the written authorization of any or all joint owners for any further :iayments or deliveries. 2 11 VNM.010I 01::59.032813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097969 CONFIDENTIAL SDNY_GM_00244153 EFTA01392703