EFTA Document EFTA01392750

Account Title and JointAtiplitietion Infomiadeti Southern Financial i.t.p • .• .• • . . • .(last name, lint name_middle initialler Business •Paar•nerne. first name, middle initial) Number oriWiWiiumbei Social 4ectaly Mantel* Taxi/Sol ID moos fiallitISPIL0Witltr PS • • Acidiesi :AdOnsir llI nlatatia!trWt• NOI aool lc able . 008 • • CrtygStete and Zip Code' 'Horne Telephone Manlier .• Bvsoness Telephone Number .IforneTalfrobemithielter lie4stele‘eifoiffrcet. . !ar ..None.. Employ it • Address _ . • • • • • • • . • • • • • • • Address • • City,. Statelindgio Code. Notice•oftustomer lifentitiOation.POW . . . • • Important. Information . . To help the government fight thaftinding of terrorism and money laundering activities, Federal law MOUires all financial institutions .tO, obtain. Hifily..aAO'nfooid interrelation that identifies each person 'Who establishes'an account. investment or other business nrietionship with a BnenCial institution. This means that we will ask for your name, address and other 'information that will allow tri to identity you: We may: also ask see identifying documents such as a certificate of: formation or good standing Begatentities) or a pesspon of other Photo identification (indiVideals). :3rd•tU Notice Go...ammonia) rubs luhre also broadened the. seopefof the. Bank's obligations to aidin the fight againstmoney laundering and teiniilstlieencing;:these rulis caltforan active'lnYolvement of both asset management firms and their chants. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities: addresses. source of funds and, if necessary, legal representatives. authorized aignatories, benefit:lel owners or control structures and to collect requisite documentatIonto.eintstantiate.the information: Also, enhaneed intl-money laundering reqUirenienta require that should any of the above personator institutional information change;.Our clients would be ' obligerfesirernediriteht notify abangelll andOrOVide.us relevant gdPonenlal0ht* 4.0..fitY.!MOO qi.lBigeS• • • Telephone, Facsirnile.or Email InstructiOnS . . By signing tielow; you agree that from time to time you May give initructiona by:telephone, facsimile or email regarding the above captioned account(i) (defined herein as -Verbal instructions,. his understood that the Ask of Verbal InstruCtions being ghtert by person Ot parsons portioned lo be You is your own. Absent the gross negligence or willful misConduct•of.Deutche.eink Trust Company Americas (DBTCA), you:agree to indemnify and hold harmless 0BTc.A•for any:claim's, losses, expenses; editeor attorneys' fees resulting frcim:DEOCA's acting upon such misunderstesid'and unainhorized Verbal instructions., ypu understand that DBTC.A.may, Out shas.ntitbkr,quired te,Seek yerifiCatiOn of your • .verbal, facsimile or email instructions bY Celt back. In case of doubt, DBTCA may, in its sole.disctailon ref* to execute your Verbal Instructions or any pan thereof; without incurring anYllabilihr..Ducis is under-no obligation to aicieutey0u'r• :Verbal Instiitctionsio transfer funds or securities to any riccetan(S). without Written .. instructions ring g Year:et:19We . ) . signature. • 'City, State4nd ;in Cade Joint Account Disclosure You Mies opened s Pint account with DB'(CA add acknowledge receipt of the folloWing information: This deposit and any additions to theaccouinsitall becOntathe prOpeny of ear:.h owner as joint tenants, and OBTCA may rekiase.the entire • account tin any owner during the lifetime of all metiers: DBTCA may honor checks, orders ar VittheaWal rElueita front any owner during the biotin* of all owners. The Barik may be requited by service of tegid pretrialM./emit funds help in. -theit:ant account to satisfy a Judgment entered against or other valid debt incurred by.lany owner of the account. DBTCA May honer check& ordarl'or ‘ArithdraWal requests from. the survivor(s) after the death of owners) and may treat' the account as the sole prope(tyof the survivors) after the death of any Owner(s). Unless DBTCA 'Salvos wkimpinolIce signed by any owner not to pay tic.ditleku any joint deposit or addition or accrual, DATCA shall not be tittle to any twiner. for continuing to honor cheeks: orders or withdrawal 'squeals horn any owner. After the teethe( of the nuticireierred 10 in the 'previous sentence, DBICA-may require the written atithotization.ol any a all icrint ownerefer anyitnifier Payineine or deliVeries. 13 AWM410 1 013959,037613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098017 CONFIDENTIAL SDNY_GM_00244201 EFTA01392750