EFTA Document EFTA01394024

GLDUS137 For SOF & SOF D Overall transaction summary as of September 30, 2017 Invested copilot: Funded capital: Initial Gross Project name Sourcing Seller type Coal type Funds Companies' (USSiii) (USSIrri CloSsig , multiple Portfobo delad 1- Leonardo Proprietary Financial Insteution Fund Secondary 96 609 205 3 166.0 01 07 2.0x US I Europe - dreersched 2- Sprint Syndication Public to private Single Asset Deal 1 1 36.0 36.1 03 07 3.0x Europe - buyout 3- Constellation Syndication Alternative Funds GP4ed Secondary 1 34 16.5 16.7 03 07 0.9x US / Europe - grovAh equity 4- Cram Syndication Financial Institution GP4ed Secondary 22 19.4 21.6 04 07 1.7x Europe - special situations 5. Freedom Syndication Pension GP-kid Secondary 1 3 15.0 12.1 02 08 0.3x US - mid-market buyout 6- Pigeon Limrted Process Alternative Funds Fund Secondary 1 20 22.8 24.7 04 GEI 1.3x US - mid-market buyout 7- Hoover I` Proprietary NNW/Family Office Fund Secondary 2 104 4 04 04 08 1 9x US / ASta deersifted 8- Hoover Ift Proprietary Financial Institution Fund Secondary 1 4 0.1 0.3 01 09 8.8x US - mezzanine 9- Amadeus I Limited Process Endowment Fund Secondary 1 11 16.1 16.2 01 09 2.4x Europe - buyout 10- Hoover Ill Limited Prece&s, Financial Institution Fund Secondary 1 2.7 2.6 02 09 0.8x Europe - mid-market buyout 11- Arnadcsis Limited Process Alternative Funds Fund Secondary 1 5.4 5.5 02 09 3.3x Europe - buyout 12- Hoover IV` Limited Process Alternative Funds Fund Secondary 1 a 3.3 2.6 02 09 2.2x Europe - mid-market buyout 13- Hoover V1 Limited Process Financial Institution Fund Secondary 1 14 3.4 3.5 04 09 1.7x US -- mezzanine 14/21- Bach Proprietary Multiple GP4ed Secondary 1 7 39.0 32.3 04 09 2.0x Europe - venture capital 15- Hoover VI' Limited Process /alternative Funds Fund Secondary 2 22 4.8 5.8 01 10 1.7x US / Europe - mid-market buyout 16- Hoover VII Proprietary NNW/Family office Fund Secondary 4 78 2.9 2.8 02 10 3.4x US - mid-market buyout I 7- Hoover VIII` Proprietary NNW/Family office Fund Secondary 1 196 0.5 05 03 10 2.8x US - mid-market buyout 18- DaVinci Proprietary Financial Institution Fund Secondary 28 193 103.3 53.7 03 10 3.04 US / Europe - diversified 19- Imperial Proprietary Financial Institution Fund Secondary 2 152 51.1 294 04 10 1 9x US / Europe - mezzanne 20- Hoover IX. Proprietary KW/Family office Fund Secondary 7 294 0.8 0.7 04 10 2.6x US Europe - diversified SOF Sub Total 154 1.774 548.13 433.3 2 tit DeVinci Proprietary Financial Institution Fund Secondary 28 193 138.1 67.2 03 10 3.0x US! Europe - diversified SOF ;mil SOF 0 Total 154 1,774 686 9 500 5 hluinbei of conic,: %so ben entracte (2) Invested Capital is the Transaction Size and is described as purcllase prim, plt.n untunited obligatiom Raided e.aprtal is the amount funded it each nomadic/a The Net Multiple (TVPI) for SOF and SOF Dls 1.8x and 2.3x respectively Constar:I Irma ELIF0 to UST using a rate of 1.1821 PI The perforrnanr,e figures are baited on unsighted lair values and should be read and reviewed m conµnction with the important Information- and "Important Performance Information- sections. Gross. returns are arose of lees, reccermws and atoned interest, which are hot Oared tlw lir:enema level so perlormance is rIcA e;4pectrel to in rfrpressitative ol itiVeRibleft IStUrr-4 to !wasters. investors 241(riati consult with theirvon atiViS9f6 as to the appropriate factors to be considered in esti:La:frig this intormation. Past performance s not a pediMion of future performance, but 0 a includedto demonstrate the trac record of the Gleisiosser SOF leael and. there can be no assurance that SOF IV will achieve comparable results or tint any target results will be achieved. (43 Hoover tf:ItS.C.Ctian4 represent the rileeeArrient6 made by SOF via a a,m•6al purpose vehicle i'SPV") attracting addkional as-^,muntinc, and administrative expenses The actual performance for the SFV may be lower than the performance of the individual unrestmeris because nt the additional amounting and adMircslrilliViit M.penSeS The aggregate net multiple of this SPV, Including the fees and expenses Is 1.9x Glendower Capital STRICTLY CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0099955 SDNY_GM_00246139 EFTA01394024