EFTA Document EFTA01394405

GLDUS129 DF Enterprises Important Information for Recipients in Certain Jurisdictions (4/6) For. persons in Japan. The information in 'elation to any interest and( or investment has not been and will not be registered pursuant to Rinds e Paragraph 1 of the Financial instruments and Exchange Law of jape', clew no. 25 of 194$. as amended) (rho 'Hari and. accordingly. any interest aiadice investment in them may not be offered or sold. dIrecify or indirectly, in Japan cc to. or for the benefit. at any Japanese person or to others tor re-offering or resale, directly or indirectly. in Japan or to any Japanese person except under circumstances which will result in compliance web all applicable laws. regulations and guidelines proiniegated by the relevant Japanese governmental and regulatory authorities and in effect at the relevant eine. Foi this purpose. 'Japanese nthrson" means any person resident in Japan, including any corporation or other entity orgenzed tinder the laws of Japan. In Japan. this material is distributed by Credit Suisse Securities (Japan) Limited ("CSJL'), a registered Financial Instruments Firm (Director-General of eanto Local Finance Bureau (Kinsho) No 66) CSJL is a member of Japan Securities Dealers Association, Financial Futures Association of Japan, japan investment Advisers Association and Type II Financial Instruments Firms Association. For persons in Malaysia. This document is provided on a confidential basis and made upon your request Tnrs document does not constitute. and should not be construed as constituting, an offer or invilatbn to subscribe for or purchase any securities as defined in the Capital Markets and Services Act 2007) in Malaysia or interests (as defined in the Conthanie,s Act 1reief to the public in Malaysia. The dispatch of this document does not make available any securities for subscription or purchase in Malaysia. This document has been issued outside of Malaysia and no issue, offer or invitation under this document has any effect in Malaysia. For persons in Mexico: This marketing material is distributed in the United Mexican States ("Mexico') by a Foreign Fthancial instieeeion (Institution Financiera <lei Exterior, not sub eat to the supervision of the National eanking and Secuntles Commission (Comisien Nacional Bancana y de Valores) (the' CNIeV't The securities mentioned herein are not registered in the National Securities Registry (Rogistro National de Valoresj (the 'IRS4V') or in tee International Quotation System (Sterna Interne:Kenai de Cotizacthnes) (the ;SIC") of the Mexican Stock Exchange (Botha Mexicana de lealores), therefore such securities, its Issuance. altering, distribution and listing are not subject to the supervision of the CNBV or the provisions of Mexican law The securities shall not be sub*I to public offering, listing or brokerage in Mexico unless registered in the MeV or the SIC pursuant to the applicable legal provisions. For persons in Monaco: This product may not be offered or sold, directly or indirectly, to the public in Monaco other than by a Monaco Bank or a duly authorized Monegasque intermediary acting as a professional institutional investor verraah has such knowledge and experience in financial and business matters as to be capable of evaluating the risks arid merits of an nvestment in the Fund Consequently, this document may only be communicated to banks duly licensed by the -Autorite de Contrele Prudentier and fully licensed portfolio management companies by virtue of Law n" 1.144 of Jule 26, 1991 and Law 1.2.33 of September 7, 2007. duly licensed by the "Comnession de Controle des Aetivites Finanisieres. Such regu€ated intermediaries may in turn corneninieate this document to potential investors. For persons in New Zealand. This information has been prepared for and is provided only to permitted recipients in New Zealand wit° qualify as an 'investment business" or "government agency' ...ellen the meaning of clause 37(1) and clause 40 of Schedule I of the New Zealand Financial Markets Conduct Act 2013. For persons in the Sultanate of Oman. The information contained in this Presentation nether constitutes a public offer of securities in the Sultanate of Oman as contemplated by the Commercial Companies Law of Oman (Royal Decree 4/74) or the Capital Market Law of Oman (Royal Decree 80;913i. nor does it constitute an offer to sell. or the solicitation of any offer to buy Mon-Omani securities in the Surtanate of Oman as contemplated by Article 1M) of the Executive Regulations to the Capital Market Law (issued by Decision No.1(2009). Additionally, this Presentation is not intended to lead to the conclusion of any contract of whatsoever nature within the territory of the Sultanate of Oman Glendower Capital SIR Om), CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0100409 CONFIDENTIAL SDNY_GM_00246593 EFTA01394405