FW: Southern Financial LLC [I (Keith Buckholz, 28 Feb 2018)

Subject: FW: Southern Financial LLC [I] From: Keith Buckholz Date: Wed, 28 Feb 2018 12:14:27 -0500 To: Ellenoi Jarvis Classification: For internal use only From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Collateral Admin-NY Abhijit Mukherjee ‘ 1 > Cc: Keith Buckholz CRM-PWM Derivatives dill. lljec”,Fiteni inancial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Pleas