EFTA Document EFTA01401277

Subject: RE: Case #01353080 :Gratitude America [I] From: Amanda Kirby ‹ > Date: Mon, 02 Mar 2015 15:31:17 -0500 To: Yoonsun Chun. Pema Sherpa PWM AOG Classification: For internal use only Thank you! From: Yoonsun Chung Sent: Monday, March 02, 2015 3:29 PM To: Amanda Kirby; Pema Sherpa; PWM AOG Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Case comment is added. {cid:image001.gif@OlD054FD.A5B5F990} Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email fcid:image002.png@OlD054FD.A7182EE01 From: Amanda Kirby Sent: Monday, March 02, 2015 3:27 PM To: Yoonsun Chung; Pema Sherpa; PWM AOG Subject: RE: Case #01353080 :Gratitude America [I] EFTA01401277 Classification: For internal use only Legal Address: Mailing Address: From: Yoonsun Chung Sent: Monday, March 02, 2015 3:26 PM To: Pema Sherpa; PWM AOG; Amanda Kirby Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only So what is the correct address? fcid:image001.gif@OlD054FD.232C01901 Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email fcid:image005.png@OlD054FD.248D28E01 From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung EFTA01401278 Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema Sherpa {cid:image016.png@OlD054F9.C68E2A60} Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax Mobile Email fcid:image017.png@OlD054F9.C68E2A601 From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:44 PM To: Pema Sherpa EFTA01401279 Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, Legal address which is given W-9 is not matching With KYC# address. We need to put the legal address while Prepairing EDF in MD3 for post ABR Approval. Can we move further with the same? Thanks, Navin PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM--- Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015 02:07:51 PM---Classification: For internal use only Hi Prashant, (cid:image018.png@OlD054F9.C68E2A60} From: cid:ima e019. n 01D054F9.C68E2A60} (cid:image018.png@OlD054F9.C68E2A60} To: cid:ima e019. n 01D054F9.C68E2A60} "G. Hill o" <G...Hill.o@db.com>, {cid:image018.png@OlD054F9.C68E2A60} Cc: {cid:image019.png@OlD054F9.C68E2A60} EFTA01401280 {cid:image018.png@OlD054F9.C68E2A60} Date: {cid:image019.png@OlD054F9.C68E2A60} 03/02/2015 02:07 PM {cid:image018.png@OlD054F9.C68E2A60} Subject: {cid:image019.png@OlD054F9.C68E2A60} RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Prashant, What advise are you requesting from ABR? Kind regards, Pema Sherpa fcid:image001.png@OlD054F2.41CF55301 Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. EFTA01401281 Fax Mobile Email {cid:image002.png@OlD054F2.41CF5530} From: Prashant Mahendru On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:00 PM To: G. Hill o; Pema Sherpa; PWM AOG; Yoonsun Chung Cc: Amanda Kirby; Navin-Kumar Pankaj Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Dear ABR Team, Appreciate if you can advise on the below issue. Thanks, Prashant Mahendru PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Amanda Kirby---02/03/2015 13:35:41--- Classification: For internal use only I apologize for the confus}Amanda Kirby---02/03/2015 13:35:41---Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the in {cid:image004.png@OlD054F2.41CF5530} From: {cid:ima e005.pn @OlD054F2.41CF5530} {cid:image004.png@OlD054F2.41CF5530} To: {cid:image005.png@OlD054F2.41CF5530} {cid:image004.png@OlD054F2.41CF5530} Cc: EFTA01401282 {cid:image005.png@OlD054F2.41CF5530} "G. Hill o" {cid:image004.png@OlD054F2.41CF5530} Date: {cid:image005.png@OlD054F2.41CF5530} 02/03/2015 13:35 {cid:image004.png@OlD054F2.41CF5530} Subject: {cid:image005.png@OlD054F2.41CF5530} RE: Case #01353080 :Gratitude America [I] Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the information they had sent me via email. I was only made aware of the official name "Gratitude America, Ltd." and that the legal and mailing address were not the same when they sent me the filled and signed account opening docs. Please let me know how I can go about updating the KYC. Thank you, Amanda From: Navin-Kumar Pankaj On Behalf Of PWM AOG EFTA01401283 Sent: Monday, March 02, To: Amanda Kirby Cc: Navin-Kumar Pankaj; Subject: Case #01353080 2015 1:13 PM Yoonsun Chung; G. Hill o; PWM AOG; Pema Sherpa :Gratitude America [I] Classification: For internal use only Hi Amanda, While reviewing the docs we have below issues. 1.As per account opening docs,Tax form and online form legal address is give as 9100 Port of sale Mall, Ste 15, St Thomas,USVI 00802 however in KYC# it is given as 6100 Red Hook Quarter, B3 St. Thomas 00802 USVI. Please confirm us correct legal address and Provide us updated doc(Account opening form,tax form,Online form)/KYC# accordingly. 2.As per docs(signature card,account opening form,tax form,online form,non- Profit organisation resolution) Account Title is given as Gratitude America Ltd. however in KYC# entity name and Account holder is givan as Gratitude America Entity Name {cid:image001.gif@OlD054ED.C3040F80} Account Holder {cid:image002.gif@OlD054ED.C3040F80} 3.0n W-9Tax form box other is blank under federal tax classification grid {cid:image003.gif@OlD054ED.C3040F80} Please provide usabove updated docs or make correction in KYC# accordingly. Thanks, PWM AOG DBOI Global Services Private Limited Email : EFTA01401284 EFTA01401285