EFTA Document EFTA01401512

Subject: RE: FW: rdc alert [I] From: Amanda Kirby Date: Fri, 06 Fe • • To: PWMUS AMLKYC Classification: For internal use only Hi, Yes. This is part of the same suit which was settled in 2008. She was not found guilty of any crime and does not have anything on her record. Both alerts pertain to the same case. It was resolved and she was cleared From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:55 PM To: Amanda Kirby Cc: PWMUS AMLKY Subject: RE: alert [I] Classification: For internal use only Thanks. Do you have any information on the second alert from the client? It does not appear that this was prior addressed in previous clearances. Has the sex offense suit been resolved? MC {Inactive hide details for Amanda Kirby---02/06/2015 12:48:35 PM--- Classification: For internal use only Yes. This is still corr}Amanda Kirby---02/06/2015 12:48:35 PM---Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening he {cid:image003.png@OlD0420C.C47C8500} From: EFTA01401512 {cid:image004.png@OlD0420C.C47C8500} Amanda Kirby/db/dbcom@DBCOEX {cid:image003.png@OlD0420C.C47C8500} To: {cid:image004.png@OlD0420C.C47C8500} PWMUS AMLKYC/db/dbcom@DBAmericas, {cid:image003.png@OlD0420C.C47C8500} Date: {cid:image004.png@OlD0420C.C47C8500} 02/06/2015 12:48 PM {cid:image003.png@OlD0420C.C47C8500} Subject: {cid:i 0420C.C47C8500} RE: FW: rdc alert [I] Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening her own account. From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: FW: rdc alert [I] Classification: For internal use only Hi Amanda: EFTA01401513 The last time beneficiaries Trust). Ms. trust accou Please advise Private Bank. Kind Regards, MC the alert was reviewed, Ms. was named as one of the of a trust where Mr. Epstein was e Grantor of (Butterfly was not opening an account and has no authority on the if this is still her current status on the accounts with the fcid:image001.gif@OlD0420B.30F6D2A01 Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville. 32256. USA Tel. Mobil Email monifa.crawford@db.com Visit us: http://www.db.com {cid:image002.gif@OlD0420B.30F6D2A0} {Inactive hide details for Amanda Kirby---02/06/2015 09:56:42 AM--- Classification: For internal use only These alerts are from 2}Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had alre {cid:image005.png@OlD0420B.30F6D2A0} From: {cid:image006.png@OlD04206.30F6D2A0} Amanda Kirby/db/dbcom@DBCOEX {cid:image005.png@OlD0420B.30F6D2A0} To: EFTA01401514 {cid:image006.png@OlD04206.30F6D2A0} PWMUS AMLKYC/db/dbcom@DBAmericas, {cid:image005.png@OlD0420B.30F6D2A0} Date: {cid:image006.png@OlD04206.30F6D2A0} 02/06/2015 09:56 AM {cid:image005.png@OlD0420B.30F6D2A0} Subject: {cid:ima e006. n @OlD04206.30F6D2A0} FW: rdc alert [I] Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWM Subject: do alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to EFTA01401515 compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. tached alert.pdf)(See attached file: dc alert_l.p ee a ached file: dc alert_2.pdf) Regards Urvashi[attachment " db/dbcom] [attachmen Crawford/db/dbcom] [attachment ' Monifa Crawford/db/dbcom] [attac men deleted by Monifa Crawford/db/dbcom] rdc alert.pdf" deleted by Monifa Crawford/- t_l.pdf" deleted by Monifa rdc alert_2.pdf" deleted by RDC Clearance.pdf" EFTA01401516