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EFTA Document EFTA01401883EFTA Document EFTA01401904
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sd-10-EFTA01401901Dept. of JusticeOther

EFTA Document EFTA01401901

Subject: RE: Southern Financial RDC Alerts [I] From: Xavier Avila ‹ > Date: Thu, 05 Apr 2018 14:54:21 -0400 To: Mathew Negus Zack Bunimovich Cc: Martin Zeman Anthony Lentini Daniel-E Kaiser Ian Salters Nina Tona Nina cced... From: Xavier Avila Sent: Wednesday, April 04, 2018 5:19 PM To: Mathew Negus ; Zack Bunimovich Cc: Martin Zeman Anthony Lentini ; Daniel-E Kaiser ; Ian r . > Salters Subject: RE: Southern Financial RDC Alerts [I] Nina told me it's me that I need to approve

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Dept. of Justice
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sd-10-EFTA01401901
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Subject: RE: Southern Financial RDC Alerts [I] From: Xavier Avila ‹ > Date: Thu, 05 Apr 2018 14:54:21 -0400 To: Mathew Negus Zack Bunimovich Cc: Martin Zeman Anthony Lentini Daniel-E Kaiser Ian Salters Nina Tona Nina cced... From: Xavier Avila Sent: Wednesday, April 04, 2018 5:19 PM To: Mathew Negus ; Zack Bunimovich Cc: Martin Zeman Anthony Lentini ; Daniel-E Kaiser ; Ian r . > Salters Subject: RE: Southern Financial RDC Alerts [I] Nina told me it's me that I need to approve

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Subject: RE: Southern Financial RDC Alerts [I] From: Xavier Avila ‹ > Date: Thu, 05 Apr 2018 14:54:21 -0400 To: Mathew Negus Zack Bunimovich Cc: Martin Zeman Anthony Lentini Daniel-E Kaiser Ian Salters Nina Tona Nina cced... From: Xavier Avila Sent: Wednesday, April 04, 2018 5:19 PM To: Mathew Negus ; Zack Bunimovich Cc: Martin Zeman Anthony Lentini ; Daniel-E Kaiser ; Ian r . > Salters Subject: RE: Southern Financial RDC Alerts [I] Nina told me it's me that I need to approve this instead of Martin, so I approve. Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew Negus Sent: Wednesday, April 04, 2018 1:57 PM To: Zack Bunimovich < >; Xavier Avila EFTA01401901 Cc: Martin Zeman ; Anthony Lentini Subject: RE: Southern Financial RDC Alerts [I] Yes From: Martin Zeman Sent: Tuesday, April 03, 2018 1:01 PM To: Zack Bunimovich ; Mathew Negus : Xavier Avila Cc: Anthony Lentini Subject: RE: Southern Financial RDC Alerts [I] Acknowledged. Please proceed with onboarding. Mat — please confirm the same to Zack. Martin From: Zack Bunimovich Sent: Tuesday, April 03, 2018 12:24 PM To: Mathew Negus Cc: Martin Zeman ; Xavier Avila <O> ; Anthony Lentini Subject: Southern Financial RDC Alerts [I] Mat/Xavier, We received a few RDC alerts for Jeffery Epstein, sole shareholder of EFTA01401902 Southern Financial. Please see them attached. Can you acknowledge these hits and confirm that you would like to proceed with onboarding the client? Thanks, {https://brandportal.intranet.db.com/img/modules/logo.gif} Zack Bunimovich Deutsche Bank Securities Inc. Client Management & Client Due Diligence 60 Wall Street, 10005-2836 New York, NY, USA Tel. +1(212)250-7050 Email EFTA01401903

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