EFTA Document EFTA01402495

Subject: FW: URGENT- Mort, Inc. Research [I] From: Jj Litchford <MI > Date: Mon, 05 Oct 2015 14:52:27 -0400 To: Gwen Hill ‹ > Classification: For internal use only Attached, thanks Gwen fcid:image001.gif@OlD02B3A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} From: Anshu Parashar Sent: Monday, October 05, 2015 2:52 PM To: Jj Litchford; PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Hi, Please find attached the completed research. EFTA01402495 Please feel free to contact me with questions and concerns. Thanks & Regards, {cid:image005.png@OlD04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email fcid:image006.png@OlD04FA8.4EEC66801 From: 3j Litchford Sent: Tuesday, October 06, 2015 12:19 AM To: Anshu Parashar; PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only There was nothing attached to this, can you provide the updated research for Darren Indyke? The KYC is only waiting on that. fcid:image001.gif@OlD02B3A.F8AC3FC01 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor EFTA01402496 New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} From: Anshu Parashar Sent: Friday, October 02, 2015 11:48 AM To: Jj Litchford; PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Hi, Please find attached research for Darren Indyke, ignore the one attached on the case. Thanks & Regards, {cid:image005.png@OlD04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email fcid:image006.png@OlD04FA8.4EEC66801 From: Anshu Parashar Sent: Friday, October 02, 2015 9:08 PM To: Jj Litchford; PWM BIS-Research; Akshay Davera EFTA01402497 Subject: RE: URGENT- Mort, Inc. Research [I] Hi, All the researches have been completed, except for Jeffrey Epstein. It's PCR is under investigation, we will send it to you tomorrow. Thanks & Regards, {cid:image005.png@OlD04FA8.4EEC6680} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email fcid:image006.png@OlD04FA8.4EEC66801 From: Jj Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will be done? EFTA01402498 Thanks, 33 {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email fcid:image002.gif@OlD02B3A.F8AC3FC01 From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, {cid:image005.png@OlD04FA8.4EEC6680} Anshu Parashar EFTA01402499 DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jai ur, India Email fcid:image006.png@OlD04FA8.4EEC66801 From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Hi-- The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 fcid:image001.gif@OlD0283A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile EFTA01402500 Email fcid:image002.gif@OlD0263A.F8AC3FC01 EFTA01402501