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sd-10-EFTA01402557Dept. of JusticeOther

EFTA Document EFTA01402557

Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] From: PWMUS AMLKYC <pwmus.amlkyc@db.com> Date: Mon, 05 Oct 2015 13:13:26 -0400 To: Jj Litchford <jj.litchford@db.com>, PWMUS AMLKYC <pwmus.amlkyc@db.com> Cc: Armen Brash <armen.brash@db.com>, Vaishali-P Mehta <vaishali-p.mehta@db.com> Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client o

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sd-10-EFTA01402557
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Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] From: PWMUS AMLKYC <pwmus.amlkyc@db.com> Date: Mon, 05 Oct 2015 13:13:26 -0400 To: Jj Litchford <jj.litchford@db.com>, PWMUS AMLKYC <pwmus.amlkyc@db.com> Cc: Armen Brash <armen.brash@db.com>, Vaishali-P Mehta <vaishali-p.mehta@db.com> Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client o

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Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] From: PWMUS AMLKYC <pwmus.amlkyc@db.com> Date: Mon, 05 Oct 2015 13:13:26 -0400 To: Jj Litchford <jj.litchford@db.com>, PWMUS AMLKYC <pwmus.amlkyc@db.com> Cc: Armen Brash <armen.brash@db.com>, Vaishali-P Mehta <vaishali-p.mehta@db.com> Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis. AML Compliance clears this alert from an AML perspective as the location and middle initial of the client does not match that of the alert subject. Kind regards, Renee Salhi {cid:1 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com} Renee Salhi Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. +1(904)271-3567 Email renee.salhi@db.com EFTA01402557 Visit us: http://www.db.com fcid:2 =0ABBF490DFF5ECF48f9e8a93df9386909@db.coml From: Jj Litchford Sent: Monday, October 05, 2015 10:24 AM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: FW: PCR Alert - Jeffrey Epstein [I] Importance: High Classification: For internal use only Hi AML-- This is a rush request. We need to reopen an account that was auto-closed today and are waiting on the KYC. Please clear the following PCR alert on Jeffrey Epstein (KYC 01469735). This alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so this is a false positive. Passport and alert attached. Thanks, JJ {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email jj.litchford@db.com EFTA01402558 fcid:image002.gif@OlD02B3A.F8AC3FC01 From: Akshay Davera Sent: Monday, October 05, 2015 10:14 AM To: Jj Litchford Cc: PWM BIS-Research; PWMUS AMLKYC Subject: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello Attached is the alerts for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Thanks Kind regards, fcid:image001.gif@OlDOFFA6.1821D3401 Akshay Davera Operations Analyst I Transaction Approval Group I Business Information Search EFTA01402559 DBOI Global Services Private Private Wealth Management A-1 & A-2, Evolve - Mahindra SEZ, 302029 Jaipur, India Tel. +212(469)2364 Mobile +91 9799538143 Email akshay.davera@db.com Limited Technology Park, Inside Mahindra World City fcid:image002.gif@OlDOFFA6.1821D3401 EFTA01402560

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Email0abbf490dff5ecf48f9e8a93df9386909@db.com
Email0abbf490dff5ecf48f9e8a93df9386909@db.coml
Emailakshay.davera@db.com
Emailarmen.brash@db.com
Emailjj.litchford@db.com
Emailpwmus.amlkyc@db.com
Emailrenee.salhi@db.com
Emailvaishali-p.mehta@db.com
Phone+1(904)271-3567
Phone+1.212.454.2879
Phone+1.407.342.5115
Phone+212(469)2364
Phone+91 9799538143
Phone9386909
URLhttp://www.db.com

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Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] From: Vaishali-P Mehta Date: Mon, 05 Oct 2015 13:37:26 -0400 To: Jj Litchford Classification: For internal use only Either Kim or Andrew one of these 2 Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA Tel. Mobile Email fcid:image001.png@OlD030D6.03601EF01 fcid:image002.png@OlD030D6.03601EF01 Fr

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Subject: FW: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I] From: Armen Brash Date: Mon, 16 May 2016 12:52:02 -0400 To: Stewart Oldfield Paul Morris < Classification: For internal use only Gentlemen, Can you please prepare and send a letter notifying Mr. Epstein that the provisional credit has been made final. Letter Template: http://americas.awm.intranet.db.com/en/files/13- AWM-0392 resol on claim client rei

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Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] From: Vaishali-P Mehta Date: Mon, 05 Oct 2015 13:36:25 -0400 To: Jj Litchford PWMUS AMLKYC Cc: Armen Brash Classification: For internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 27th Floor, 10005-2836 New York

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Subject: RE: Jeffrey t [C] From: Arthur Tendler Date: Mon, 08 Aug 2016 13:07:48 -0400 To: Stewart Oldfield Cc: Bradley Gillin Cynthia Rodriguez Classification: Confidential Stewart, The account was transferred to the newly established Jacksonville Group of the Custody Department. Kind regards, Arthur Tendler fcid:image001.gif@OlD1F175.25DFB2E01 Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax M

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