EFTA Document EFTA01404022

Subject: Re: Fw: Your KYC has been rejected From: Janice Franklin ‹ > Date: Fri, 13 Dec 2013 12:34:00 -0500 To: Amanda Kirby Classification: Public I'm looking into this and will get back to you shortly. Regards, Janice P. Franklin (Embedded image Janice Franklin, Vice President I moved to file: pic15379.gif) CAMS, CFSA, CFIRS AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, Tel. Fax Email 10005-2836 New York, NY, USA (Embedded image moved to file: pic22958.gif) I From: > lAmanda Kirby/db/- dbcom > I To: lAmanda Kirby/db/- dbcom@DBAMERICAS, EFTA01404022 I Cc: 1 'Andrea Klingenberg/db/dbcom@DBAMERICAS, Janice Franklin/db/- dbcom@DBAMERICAS, Paul Morris/db/- dbcom@DBAMERICAS Date: 112/13/2013 09:32 AM I Subject: IRe: Fw: Your KYC has been rejected Classification: Public Apologies. Research attached here [attachment P cip Research Report.pdf" deleted by Janice Franklin/db/ com EFTA01404023 Best, Amanda Kirby (Embedded image moved to file: pic23413.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax + Email (Embedded image moved to file: pic09159.gif) I I From: I > > I > lAmanda Kirby/db/- dbcom > I I I To: I > [Janice Franklin/db/dbcom@DBAmericas, Andrea Klingenberg/db/- dbcom@DBAMERICAS, I > I I Cc: I > EFTA01404024 IPaul Morris/db/- dbcom@DBAMERICAS I Date: > 112/13/2013 09:30 AM > > I Subject: > > IFw: Your KYC has been rejected Classification: Public Good Morning, I just saw that Jacqueline is out of the office today. Can you please help with this KYC issue? Jacqueline rejected one asking for AML clearance for negative information regarding our client but there is no negative information. Not on the research report nor when I Google her name. Below is her research report and the KYC # is . This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Very much appreciate your help Best, Amanda Kirby EFTA01404025 (Embedded image moved to file: pic02448.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax + Email (Embedded image moved to file: pic25834.gif) I I From: I Forwarded by Amanda Kirby/db/dbcom on 12/13/2013 09:27 AM > I > > (Amanda Kirby/db/- dbcom > I I I To: I I > > > IJacqueline Lightbody/db/- dbcom@DBAMERICAS, > I I Cc: I I > > IPaul Morris/db/- dbcom@DBAMERICAS I EFTA01404026 > > I Date: > > 112/13/2013 09:22 AM > > I Subject: > > IFw: Your KYC has been rejected Classification: Public Hi Jacqueline, There wasn't any negative information that came back on in relation to Jeffrey Epstein. There wasn't any negative information that came back at all. This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Thank you Best, Amanda Kirby (Embedded image moved to file: pic04581.gif) Amanda Kirby Associate EFTA01404027 Deutsche 345 Park New York Tel. Fax + Email Bank Trust Company Americas Avenue, 27th Fl NY. USA. 10154-0004 (Embedded image > Forwarded > From: moved to file: pic24136.gif) by Amanda Kirby/db/dbcom on 12/13/2013 09:21 AM > Jac ueline Li htbod I To: (Amanda Kirby/db/- dbcom@DBAMERICAS, > Date: 112/12/2013 07:59 PM > I Subject: > > EFTA01404028 'Your KYC has been rejected > Your KYC has been rejected. Case #: Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:l. Has there been a client meeting with Karyna? RESOLVED 2. Please confirm occupation and position at RESOLVED 3. and Karyna's SOW descriptions are not sufficient, please provide more information. Is Karyna's SOW the same as ? Is she a dependent? Please specify RESOLVED Additional Rejection: Please attached AML Clearance for negative information related to connection to the Jeffrey Epstein criminal matter To view the KYC click here https://na4.salesforce.com/5006000000VDvNf EFTA01404029