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sd-10-EFTA01404395Dept. of Justice

RDC Alert :--Southern Financial LLC [I (PWM BIS-Research, 29 May 2013)

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Subject: RDC Alert :--Southern Financial LLC [I] From: PWM BIS-Research <pwm.bis- Date: Wed, 29 May 2013 12:32:38 -0400 To: Cc: PWMUS AMLKYC < Classification: For internal use only Hi Armanda Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance tha

Date
May 29, 2013
Source
Dept. of Justice
Reference
sd-10-EFTA01404395
Pages
1
Persons
0
Integrity
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