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sd-10-EFTA01404995Dept. of JusticeOther

EFTA Document EFTA01404995

Subject: Re: Fw: rdc alert (I] From: Amanda Kirby < Date: Wed, 09 Oct 2013 15:55:47 -0400 To: PWMUS AMLKYC Classification: For internal use only Thank you! Best, Amanda Kirby (Embedded image moved to file: pic13998.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic21952.gif) From: PWMUS AMLKYC/ To: Amanda Kirby/ Cc: PWMUS AMLKYC/ Date: 10/09/2013 03:49 PM Subject: Re: Fw: Jacqueline Lightbody/ rdc alert (I) Classification

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sd-10-EFTA01404995
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Subject: Re: Fw: rdc alert (I] From: Amanda Kirby < Date: Wed, 09 Oct 2013 15:55:47 -0400 To: PWMUS AMLKYC Classification: For internal use only Thank you! Best, Amanda Kirby (Embedded image moved to file: pic13998.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic21952.gif) From: PWMUS AMLKYC/ To: Amanda Kirby/ Cc: PWMUS AMLKYC/ Date: 10/09/2013 03:49 PM Subject: Re: Fw: Jacqueline Lightbody/ rdc alert (I) Classification

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: rdc alert (I] From: Amanda Kirby < Date: Wed, 09 Oct 2013 15:55:47 -0400 To: PWMUS AMLKYC Classification: For internal use only Thank you! Best, Amanda Kirby (Embedded image moved to file: pic13998.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic21952.gif) From: PWMUS AMLKYC/ To: Amanda Kirby/ Cc: PWMUS AMLKYC/ Date: 10/09/2013 03:49 PM Subject: Re: Fw: Jacqueline Lightbody/ rdc alert (I) Classification: For internal use only Hi Amanda, AML Com liance reviewed the attached PCR alerts dated 10/9/2013 relating to The alert pertains to the wife of a former lives in NYC; whereas, the alert pertains to a that is in her 60's and lives in Wisconsin. Accordingly, AML C S this alert as . According to the business, our cl" early 30's and a false positive. Kind regards, Andrew Kisz (Embedded image moved to file: pic29923.gif) Andrew Kisz Associate I AML Compliance Officer DB Services New Jersey, Inc. EFTA01404995 Asset a Wealth Management 5022 Gate Parkwa Suite 400, 32256 Jacksonville, USA Tel. Email (Embedded image moved to file: pic31393.gif) From: To: Cc: Date: Amanda Kirby/ PWMUS AMLKYC/ Andrew Kisz/ 10/08/2013 12:42 PM Subject: Fw: rdc alert [I] Classification: For internal use only , Jacqueline Lightbody/ , Paul Morris Hi, This PCR alert does not pertain to r li n . This in her 60's and lives in Wisconsin. Our is in her early 30's and lives in NYC. Please clear alert Best, Amanda Kirby (Embedded image moved to file: pic30562.gif) Amanda Kirby Associate Deutsche Bank Trust Com•an Americas (Embedded image moved to file: pic28896.gif) Forwarded by Amanda Kirby/ on 10/08/2013 12:39 PM From: PWM BIS-Research/ To: Amanda Kirby/ Cc: PWMUS AMLKYC/ Date: 10/08/2013 10:00 AM EFTA01404996 Subject: rdc alert (I) Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (attachment (attachment Regards Urvashi per alert.pdf" deleted by Amanda Kirby/ per alert_l.pdf" deleted by Amanda Kirb!IIIIIIIII) EFTA01404997

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Subject: Re: Fw: RDC ALERT - From: Amanda Kirby <amanda.k Date: Tue, 05 Nov 2013 12:58:00 To: Amanda Kirby Cc: Andrew Kisz PWMUS AMLKYC Michael Vila Paul Morris Classification: For internal use only Hi, [I] Is there an update on this alert? Or more that you need from our end? This has been nearly a month. Please let me know what else (if anything) is required Best, Amanda Kirby (Embedded image moved to file: pic24522.gif) Amanda Kirby Associate Deutsche 345 Park New Y rk Tel

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Subject: Re: Fw: From: PWMUS AMLKYC Date: wed, 09 Oct 2013 15:48:57 -0400 To: Amanda Kirby Cc: PWMUS AMLKYC ' Jacqueline Lightbody rdc alert (I] Classification: For internal use only Hi Amanda, AML m lian e reviewed the attached PCR alerts dated 10/9 2013 rela in The alert pertains to the wife of a former According to the business, our client is in her early 30's and lives in NYC; whereas, the alert pertains to a that is in her 60's and lives in Wisconsin. Accordingly, AML Compli

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From: To: Cc: Date: Subject: PWMUS AMLKYC/db/IIIIIIm Amanda Kirby/dbifl PWMUS AMLKYC/dl Jacqueline Lightbody/db/ 10/09/2013 03:49 PM Re: Fw: alert [I] Classification: For internal use only Hi Amanda, AML Compliance reviewed the attached PCR alerts dated 10/9/2013 relating to ne alert pertains t ccordin to the business, our client is in her early 30's and lives in NYC; whereas, the alert pertains to that is inIIM60's and lives in Accordingly, AML Compliance CLEARS this alert

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