RE: Southern Financial - KYC Docs. [I (Nina Tona dc, 12 Apr 2018)

Subject: RE: Southern Financial - KYC Docs. [I] From: Nina Tona dc l> Date: Thu, 12 Apr 2018 12:15:57 -0400 To: Zack Bunimovich Martin Zeman Cc: Anthony Lentini Classification: For internal use only Zack - just to confirm, the below info provide is sufficient or do we need to get it directly from client? Thank you Nina Tona KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(