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sd-10-EFTA01406832Dept. of JusticeOther

EFTA Document EFTA01406832

Subject: Update on Harvest CYES From: Andrew King Date: Fri, 13 Jul 2018 08:22:47 -0400 To: Cc: Stewart Oldfield Martin Zeman Paul, You might recall our conversation earlier this year around the Harvest Collateral Yield Enhancement Strategy. As an update, I thought I'd send their most recent fact sheet. We'd be glad to set up a call or meeting with the Harvest PM team if you'd like to discuss the strategy in more detail. Please let us know when would work best. Best regards, Andrew

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Subject: Update on Harvest CYES From: Andrew King Date: Fri, 13 Jul 2018 08:22:47 -0400 To: Cc: Stewart Oldfield Martin Zeman Paul, You might recall our conversation earlier this year around the Harvest Collateral Yield Enhancement Strategy. As an update, I thought I'd send their most recent fact sheet. We'd be glad to set up a call or meeting with the Harvest PM team if you'd like to discuss the strategy in more detail. Please let us know when would work best. Best regards, Andrew

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Subject: Update on Harvest CYES From: Andrew King Date: Fri, 13 Jul 2018 08:22:47 -0400 To: Cc: Stewart Oldfield Martin Zeman Paul, You might recall our conversation earlier this year around the Harvest Collateral Yield Enhancement Strategy. As an update, I thought I'd send their most recent fact sheet. We'd be glad to set up a call or meeting with the Harvest PM team if you'd like to discuss the strategy in more detail. Please let us know when would work best. Best regards, Andrew King {cid:image001.gif@OlD1AA1B.81C7AA00} Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email fcid:image002.gif@OlD1AA1B.81C7AA001 EFTA01406832 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01406833

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] From: Vahe Stepanian sz: > Date: Thu, 22 Feb 2018 16:09:09 -0500 To: Stewart Oldfield Andrew King Cc: Martin Zeman Classification: For internal use only Stew/Andrew — was there any follow up on this? Best, Vahe From: Stewart Oldfield Sent: Wednesday, February 07, 2018 11:22 AM To: Andrew King < Cc: Martin Zeman ; Vahe Stepanian Subject: RE: DB - Harvest Andrew, Collateral Yield Enhancement Strategy Just spoke t

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy From: Andrew King Date: Wed, 07 Feb 2018 11:55:49 -0500 To: Stewart Oldfield Cc: Martin Zeman Vahe Stepanian Great news — thanks Stew. I've confirmed with Ziggy and Margarita that KCP brokerage accounts can be used as collateral. We're pulling together updated materials and will send to him shortly. From: Stewart Oldfield Sent: Wednesday, February 07, 2018 11:22 AM To: Andrew King Cc: Martin Zema Vahe Stepanian Subject:

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] From: Andrew King ‹ > Date: Mon, 26 Feb 2018 15:58:06 -0500 To: Stewart Oldfield < => I checked with Olga last week — I'll follow up with her now. From: Stewart Oldfield Sent: Monday, Februar 26, 2018 3:57 PM To: Andrew King < Subject: FW: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] Did we ever get anything on this? From: Vahe Stepanian Sent: Thursday, February 22, 2018 4:41 PM To: Andrew King < ;

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Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man

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Subject: FW: discretionary portfolio m mt [I] From: Stewart Oldfield Date: Fri, 27 Oct 2017 09:52:33 -0400 To: Andrew King Did you ever send him our healthcare and tech managers? From: Stewart Oldfield Sent: Thursday. October 26. 2017 11:40 PM To: Cc: Martin Zeman Subject: Re: discretionary portfolio mgmt [I] Classification: For Internal Use Only Generally not. Would look to an external manager for something like that. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Compan

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Subject: FW: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] From: Stewart Oldfield < › Date: Mon, 26 Feb 2018 15:57:21 -0500 To: Andrew King Did we ever get anything on this? From: Vahe Stepanian Sent: Thursday, February 22, 2018 4:41 PM To: Ar c i ar idrewl ) • Stewart Oldfield > Cc: Martin Zeman Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] Classification: Confidential Ok, can you send that over to me once available? I have another client that

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