EFTA Document EFTA01406845

Subject: RE: KYC Breach SOUTHFINANMD Southern From: Mathew Negus Date: Tue, 17 A r 2018 07:10:33 -0400 To: Jimmy-H Xu Xavier Avila Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Chopra NCAOTC Derivatives Martin Zeman Alka Gopala Financial, LLC_FFT Location [I] I'll check who should handle the product extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-