Skip to main content
Skip to content
Case File
sd-10-EFTA01407879Dept. of JusticeOther

EFTA Document EFTA01407879

Subject: RE: Gratitude/BV70 From: Vijay-A Sawant Date: Fri, 16 Nov 2018 09:57:21 -0500 To: Bradley Gillin Cc: Vinita Advani Hi Brad, For the significant donor in this Foundation entity, we require the following does- Formation does (COI, COGS, etc) Constitutional does (Operating agreement, eta) Ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representa

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01407879
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Subject: RE: Gratitude/BV70 From: Vijay-A Sawant Date: Fri, 16 Nov 2018 09:57:21 -0500 To: Bradley Gillin Cc: Vinita Advani Hi Brad, For the significant donor in this Foundation entity, we require the following does- Formation does (COI, COGS, etc) Constitutional does (Operating agreement, eta) Ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representa

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Gratitude/BV70 From: Vijay-A Sawant Date: Fri, 16 Nov 2018 09:57:21 -0500 To: Bradley Gillin Cc: Vinita Advani Hi Brad, For the significant donor in this Foundation entity, we require the following does- Formation does (COI, COGS, etc) Constitutional does (Operating agreement, eta) Ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representatives who con trol the entity. Once the UBO is identified, ID does will be required for him/her. The above is esse ntially what we would need to complete our review. Let me know if any further queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway - 400063 , India Original Message From: Bradley Gillin Sent: Friday, November 16. 2018 7:37 PM To: Vijay-A Sawant Subject: FW: Gratit Classification: For internal use only Vijay, See below from Stewart. Please advise, thank you. Regards, Brad Original Message From: Stewart Oldfield Sent: Friday, Wove 1 2 1 AM To: Bradley Gillin Subject: Gratitude/BV Can you tell me exactly what I need to get for the BV70 entity to satisfy the gratitude KYC? We nee d to only go to the client once for this. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 York, NY 10154 Tel. Mobi Email Securities offered through Deutsche Bank Securities Inc. EFTA01407879

Related Documents (6)

OtherUnknown

KYC Print

DOJ EFTA Data Set 10 document EFTA01298930

27p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01298930

KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new

27p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01403265

Subject: RE: Gratitude/BV70 [I] [C] From: Bradley Gillin Date: Fri, 16 Nov 2018 09:59:12 -0500 To: Vijay-A Sawant 4 p Cc: Vinita Advani Classification: Confidential Thank you. Enjoy the weekend - GO LIVERPOOL! Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. Original Message From: Vijay-A Sawant Sent: Friday, November 16, 2018 9:57

2p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01282185

KYC l'rint Pagel of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01898372 One sheet must be established per relationship- list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Boddng Center: New York Relationship Manager: Stevan Oldridd O New PPM Reladonship O eating Meal Relationship Relationship to PM: If caisdrg, please indicate axe when the !deanship oasts, provide reason for new profile and attach

10p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01425602

Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

22p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01425707

Subject: Gratitude From: Stewart Oldfield dc > Date: Thu, 01 Nov 2018 12:07:18 -0400 To: Mayur Rathod Cc: Richard Iaross Bradley Gillin Vinita Advani Vijay-A Sawant Daphne Cales < Client hopes to have an answer on Gratitude by Nov. 15th. Thanks From: Stewart Oldfield To: Mayur Rathod Sent: Thursday, AM Cc: Richard Iarossi Vinita Advani ; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] Bradle No update on Gratitu

8p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.