EFTA Document EFTA01407931

Subject: RE: OD Referral dated 04-01-2019 For AC # 42967439 [I] [C] From: Bradley Gillin ‹ > Date: Tue, 02 Apr 2019 11:00:13 -0400 To: Stewart Oldfield ‹ > Classification: Confidential I spoke with Bella. They send a wire in — overfunded as they still need the account. Regards, Brad From: Stewart Oldfield Sent: Tuesday, April 02, 2019 10:48 AM To: Bradley Gillin ‹ > Subject: Fwd: OD Referral dated 04-01-2019 For AC # 42967439 [I] Can you check in with Bella? I'd like these balances to be zero, but not an overdraft ... Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 EFTA01407931 Tel. • Mobile Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Rishabh Sharma Date: April 2, 2019 at 3:51:17 PM GMT+2 To: Stewart Oldfield Cc: Melina Laczn , Bradley Gillin , Oversight Control Subject: OD Referral dated 04-01-2019 For AC # 42967439 [I] Classification: For internal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form 1. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Note: If the form reflects an OD decrease then we don't need a decision but EFTA01407932 it does mean that the referred account is still in OD situation and needs to be covered. Regards, Rishabh Sharma EFTA01407933