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sd-10-EFTA01409205Dept. of JusticeOther

EFTA Document EFTA01409205

Subject: RE: Case# 13895014 "Darren K. Indyke PLLC" [I] From: Cynthia Rodriguez < E > Date: Tue, 27 Feb 2018 13:54:41 -0500 To: Ruchi Lohani Cc: Classification: For internal use only LLC Kind regards, Cynthia Rodriguez {cid:image001.png@OlD07780.2049CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Email From: Ruchi Lohani Sent: Tuesday, February 27, 2018 1:5

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sd-10-EFTA01409205
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Subject: RE: Case# 13895014 "Darren K. Indyke PLLC" [I] From: Cynthia Rodriguez < E > Date: Tue, 27 Feb 2018 13:54:41 -0500 To: Ruchi Lohani Cc: Classification: For internal use only LLC Kind regards, Cynthia Rodriguez {cid:image001.png@OlD07780.2049CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Email From: Ruchi Lohani Sent: Tuesday, February 27, 2018 1:5

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Subject: RE: Case# 13895014 "Darren K. Indyke PLLC" [I] From: Cynthia Rodriguez < E > Date: Tue, 27 Feb 2018 13:54:41 -0500 To: Ruchi Lohani Cc: Classification: For internal use only LLC Kind regards, Cynthia Rodriguez {cid:image001.png@OlD07780.2049CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Email From: Ruchi Lohani Sent: Tuesday, February 27, 2018 1:53 PM To: Cynthia Rodriguez Cc: 'pwmaog@list.db.com' Subject: Case# 13895014 "Darren K. Indyke PLLC" Hi Cynthia, On account opening application the Client Relationship is given as "Attorney EFTA01409205 Escrow Account". However on signature card and KYC the client relationship is given as "PLLC". Also on tax form the classification is given as "LLC" Can you please confirm if it is Attorney Escrow account or LLC account type. fcid:image005.png@OlD3AFD2.805D7DC01 fcid:image006.png@OlD3AFD2.805D7DC01 Kind regards, Ruchi Lohani {cid:image005.png@OlD06267.1A754170} Ruchi Lohani PWM US 0 erations Tel. DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Tel. Email Please send all the PWM AOG- COB related Queires to our new Group E-mail ID This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this EFTA01409206 communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01409207

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Subject: RE: Approval Required on $23mn Wire [I] From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:11:01 -0500 To: Matthew Schaefer bsoexceptions@list.db.com, PWM SPG Cc: Stewart Oldfield Hi Matthew, For some reason, the updated signature card is not in the repository. Attached is the POA on file for this company. The corporate resolution can also be found in approved KYC case 01195100. Please let me know if you need anything else for this. Kind regards, Cynthia Rodriguez fcid:imag

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Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:36:41 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only BSO approval granted. Client is transferring funds between related accounts. Client produced formal written request and receiving account was verified to be under the hierarchy of the Southern Financial relationship. FIRM policy was followed, callback was performed, authorized POA verifi

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Subject: RE: Approval Required on $23mn Wire From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:22:41 -0500 To: Matthew Schaefer PWM SPG Cc: Stewart Oldfield ‹ > Here you go! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Matthew Schaefer Sent: Tuesday, November 22 2016 3:22 PM To: Cynthia Rodr

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