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sd-10-EFTA01412802Dept. of JusticeOther

EFTA Document EFTA01412802

Subject: Re: [C] From: Tazia Smith a> Date: Tue, 28 Oct 2014 13:11:50 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggres

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sd-10-EFTA01412802
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Subject: Re: [C] From: Tazia Smith a> Date: Tue, 28 Oct 2014 13:11:50 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggres

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Subject: Re: [C] From: Tazia Smith a> Date: Tue, 28 Oct 2014 13:11:50 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia From: Tazia Smith Daniel Sabba Oldfield To: "'effrey E." <jeevacation@gmail.com>, Cc: , Paul Morri Ri Shn e Stepanian , Stewart Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01412802 From: Tazia Smith To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn , Vahe Stepanian Date: 10/28/2014 11:06 AM Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email From: Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>@DEUBAINT, Cc: Richard Kahn , Daniel Sabba Paul Morris Date: , Vahe Stepanian/- Subject: Re: [C] EFTA01412803 Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email From: " effre E." <jeevacation@ mail.com> To: Tazia Smith , Richard Kahn , j1.0/28/2014 10:54 AM Subject: buy $5MM of this issue. EFTA01412804 Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01412805

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25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email

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Subject: Trade Report 10/28/14 [C] From: Tazia Smith Date: Tue, 28 Oct 2014 16:14:29 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director

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Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot

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Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. ejeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva

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\MAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic11204.gif) (Embedded image moved to file: pic08169.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic28288.gif) Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/db Paul Morris, Richard Kahn < Stewart Oldfield/

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Subject: Re: [C] From: Tazia Smith Date: Wed, 29 Oct 2014 10:02:35 -0400 To: jeevacation@gmail.com Cc: Richard Kahn Daniel Sabba Vahe Stepanian Paul Morris < Stewart Oldfield Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "'effre E." <jeevacation@ mail.com> To: Richard Kahn , Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On Wed, Oc

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