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sd-10-EFTA01414696Dept. of JusticeOther

EFTA Document EFTA01414696

Subject: RE: Expiring Options [C] From: Stewart Oldfield Date: Thu, 14 Sep 2017 13:44:26 -0400 To: Liam Osullivan Thanks. From: Liam Osullivan Sent: Thursday, September 14, 2017 12:42 PM To: 'Richard Kahn' < Cc: Davide-A Sferrazza Tazia Smith >; 'Darren Indyke' Subject: Expiring Options [C] Classification: Confidential Good afternoon, ; Vahe Stepanian ; Stewart Oldfield ; Joshua Shoshan You are short 200 AMD 13 Puts that expire tomorrow. AMD is currently 12.41 * 12.42. Thank y

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Dept. of Justice
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sd-10-EFTA01414696
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Subject: RE: Expiring Options [C] From: Stewart Oldfield Date: Thu, 14 Sep 2017 13:44:26 -0400 To: Liam Osullivan Thanks. From: Liam Osullivan Sent: Thursday, September 14, 2017 12:42 PM To: 'Richard Kahn' < Cc: Davide-A Sferrazza Tazia Smith >; 'Darren Indyke' Subject: Expiring Options [C] Classification: Confidential Good afternoon, ; Vahe Stepanian ; Stewart Oldfield ; Joshua Shoshan You are short 200 AMD 13 Puts that expire tomorrow. AMD is currently 12.41 * 12.42. Thank y

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Subject: RE: Expiring Options [C] From: Stewart Oldfield Date: Thu, 14 Sep 2017 13:44:26 -0400 To: Liam Osullivan Thanks. From: Liam Osullivan Sent: Thursday, September 14, 2017 12:42 PM To: 'Richard Kahn' < Cc: Davide-A Sferrazza Tazia Smith >; 'Darren Indyke' Subject: Expiring Options [C] Classification: Confidential Good afternoon, ; Vahe Stepanian ; Stewart Oldfield ; Joshua Shoshan You are short 200 AMD 13 Puts that expire tomorrow. AMD is currently 12.41 * 12.42. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA EFTA01414696 EFTA01414697

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Subject: Re: Expirin Options [C] From: Richard Kahn Date: Thu, 14 Sep 2017 16:28:59 -0400 To: Liam Osullivan Cc: Davide-A Sferrazza Vahe Stepanian Tazia Smith Stewart Oldfield Darren Indyke Joshua Shoshan thank youwe will take delivery do need any other instructions? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cel On Sep 14, 2017, at 12:42 PM, Liam Osullivan e > wrote: > Classification: Confidential Good afternoon, You are sho

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Subject: Expiring Options [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Thu, 14 Sep 2017 12:42:21 -0400 To: Richard Kahn ‹ > Cc: Davide-A Sferrazza Vahe Stepanian Tazia Smith Stewart Oldfield Darren Indyke Joshua Shoshan Classification: Confidential Good afternoon, You are short 200 AMD 13 Puts that expire tomorrow. AMD is currently 12.41 * 12.42. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US

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Subject: Re: Expirin Options [C] From: Richard Kahn Date: Thu, 14 Sep 2017 16:31:24 -0400 To: Liam Osullivan Cc: Davide-A Sferrazza Vahe Stepanian Tazia Smith Stewart Oldfield Darren Indyke Joshua Shoshan okthanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel I = fax cell On Sep 14, 2017, at 4:30 PM, Liam Osullivan Classification: Confidential No other instructions are needed. Thanks From: Richard Kahn [mailto: Sent: Thursday, Se

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From: Richard Kahn Sent: 9/14/2017 4:28:59 PM To: Liam Osullivan CC: Davide-A Sferrazza Shoshan Subject: Re: Expiring Options IC) thank you we will take delivery do need any other instructions? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell ; Vahe Stepanian I; Darren Indyke On Sep 14, 2017, at 12:42 PM, Liam Osullivan c > wrote: Classification: Confidential Good afternoon, You are short 200 AMD

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Subject: RE: Butterfl / Paul Barrett [C] From: Liam Osullivan Date: Mon, 15 Oct 2018 10:25:25 -0400 To: Stewart Oldfield < =.• Cc: Richard Iaross Bradley Gillin Classification: Confidential Hello, I forgot to say "Current ID" in my original email. For Butterfly: Approved KYC Harry Beller — Contact Information Erika Kellerhals - Contact Information Darren Indyke — Current ID Richard Kahn — Current ID From: Liam Osullivan Sent: Friday, October 12, 2018 11:40 AM To: Stewart Oldfiel

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Subject: Haze Trust [C] From: Liam Osullivan Date: Tue, 19 Feb 2019 10:24:13 -0500 To: Richard Kahn Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Martin Zeman Davide-A Sferrazza Classification: Confidential Good morning Rich, The haze trust received in $167,380.95 last week: 02/14/2019 $133,435.60 Wire from HSBC 02/15/2019 $33,945.35 C PRK Dividend There is $167,414.61 cash available. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'

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