EFTA Document EFTA01415391

Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 [I] From: Cynthia Rodriguez Date: Fri, 16 Mar 2018 14:06:27 -0400 To: Stewart Oldfield Cc: Hildegarde Berrios Bradley Gillin Classification: For internal use only Yes, sir! She is just waiting until the account is linked and she will transfer the funds. Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email From: Stewart Oldfield Sent: Friday, March 16, 2018 1:56 PM To: Cynthia Rodriguez Cc: Hildegarde Berrios Bradley Gitlin Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 [I] EFTA01415391 And she will just initiate the transfer directly? Thanks From: Cynthia Rodriguez Sent: Friday, March 16, 2018 1:54 PM To: Stewart Oldfield Cc: Hilde arde Berriosa; Bradley Gitlin Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 [I] Classification: For internal use only Hi, Yes, the account is open. We are waiting for IT to link the account to the profile since they've been battling a technical glitch in our system. I've been in contact with Bella about it and they're aware and keeping an eye out for the account on their profile.. We are all set 3 Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel.x Fax EFTA01415392 Email From: Stewart Oldfield Sent: Friday, March 16, To: Cynthia Rodriguez Cc: Hilde arde Berrios ; Bradley Gillin Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 Did this happen? Thanks 2018 1:34 PM From: Cynthia Rodriguez Sent: Thursday, March 15, 2018 3:52 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 ; Richard Kahn Hi Rich, I am currently waiting on confirmation of account linkage to the online profile. Bella should be able to see the account tomorrow morning to make the transfer. Thanks! Kind regards, Cynthia Rodriguez EFTA01415393 fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue, 24th Fl 10154-0004 New York, NY, USA From: Stewart Oldfield Sent: Thursday, March 15, 2018 3:33 PM To: Richard Kahn Cc: Bradley Gillin < ; Cynthia Rodriguez Subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18 Thanks. That should be done shortly. From: Richard Kahn [mailto: Sent: Thursday, March 15, 2018 3:31 PM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - increased rates as of 3/15/18 thank you once caterpillar account is open we will transfer 14.5-15mm EFTA01415394 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Mar 15, 2018, at 3:30 PM, Stewart Oldfield •c > wrote: Please see below for the latest DB bank account and CD rates. The overnight interest rate on our Preferred Banking Account has increased to 1.50% for individuals. This rate also applies to sweep deposits into DB AG NY from linked brokerage accounts. Deutsche Bank AG NY Branch Preferred Certificates of Deposit Deutsche Bank AG New York Preferred Certificates of Deposit (Deutsche Bank AG Preferred CDs) can offer you a balance between your short-term liquidity needs and long-term strategic objectives. Deutsche Bank is running a promotional campaign through April 30, 2018 on the 6-month and 3-month DB AG New York Preferred CDs. Deutsche Bank AG NY Branch USD Client Promotional Rate (not FDIC-insured) and annual percentage yield are accurate as of 3/15/2018. EFTA01415395 Term Interest Rate Annual Percentage Yield 6-month 2.30% 2.33% 3-month 1.80% 1.82% EFTA01415396 Other Available Terms Deutsche Bank AG NY Branch USD Client Rates (not FDIC-insured) and annual percentage yield are accurate as of 3/15/2018. Tenor Interest Rate Annual Percentage Yield 1-month 1.55% 1.56% 9-month variable rate 1.82%** 1.84%** EFTA01415397 12-month 2.50% 2.53% 18-month 2.65% 2.69% 24-month 2.75% 2.79% The minimum deposit to purchase a Preferred CD and receive the advertised rate is $250,000 (unless you already maintain funds in another Preferred CD and/or a Preferred Banking Account that are equal to or greater than $250,000 in the aggregate). A penalty may be imposed for early withdrawals (see Terms and Conditions Statement for details). There is a maximum deposit of $25 million per client / per term on the Deutsche Bank AG NY Preferred Certificate of Deposit. **The interest rate may change after the account is opened. The interest rate for the 9-month variable rate Deutsche Bank AG Preferred CD will be EFTA01415398 determined on the first business day of each calendar month during the term of the Deutsche Bank AG Preferred CD. The interest rate for each calendar month will be the Federal Funds effective rate for the first business day of the month as published in the Wall Street Journal + a pre-determined basis point spread. **Please find attached some additional information on our offering, including an overview of Deutsche Bank AG Preferred CDs. The minimum deposit to purchase a Preferred CD and receive the advertised rate is $250,000 (unless you already maintain funds in another Preferred CD and/or a Preferred Banking Account that are equal to or greater than $250,000 in the aggregate). A penalty may be imposed for early withdrawals (see Terms and Conditions Statement for details). There is a maximum deposit of $25 million per client per term on the Deutsche Bank AG NY Preferred Certificate of Deposit. Please do not hesitate to contact me with any questions or to discuss further. Stew <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile EFTA01415399 Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <Preferred CD External Daily Pricing Sheet As Of 03152018.pdf><Preferred Banking Account External Rate Sheet 03152018 NEW YORK.PDF><WM178439 DB AG NY Preferred CD Overview External FINAL.PDF> EFTA01415400