RE: FinCEN CDD Form - E stein/SOUTHERN FINANCIAL RELATIONSHIP [C (Vijay-A Sawant, 23 Jul 2018)

Subject: RE: FinCEN CDD Form - E stein/SOUTHERN FINANCIAL RELATIONSHIP [C] From: Vijay-A Sawant Date: Mon, 23 Jul 2018 02:25:28 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hello Brad, Many thanks for the docs. I will review each of the form and advise in due course. However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent. Please see list of ALL accounts due for remediation this year below, from this relationship. The CD