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sd-10-EFTA01416497Dept. of JusticeOther

EFTA Document EFTA01416497

Subject: Pipeline updates [I] From: Daniel Eisenberg <MM > Date: Wed, 05 Apr 2017 11:58:53 -0400 To: Stewart Oldfield Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our monthly reporting. Thank you for your prompt attention to this. Dan Opportunity ID GCIS Customer Number Industry Group Customer Owner Opportunity Name Relationship Customer Name Type Close Date Sta

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Subject: Pipeline updates [I] From: Daniel Eisenberg <MM > Date: Wed, 05 Apr 2017 11:58:53 -0400 To: Stewart Oldfield Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our monthly reporting. Thank you for your prompt attention to this. Dan Opportunity ID GCIS Customer Number Industry Group Customer Owner Opportunity Name Relationship Customer Name Type Close Date Sta

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Subject: Pipeline updates [I] From: Daniel Eisenberg <MM > Date: Wed, 05 Apr 2017 11:58:53 -0400 To: Stewart Oldfield Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our monthly reporting. Thank you for your prompt attention to this. Dan Opportunity ID GCIS Customer Number Industry Group Customer Owner Opportunity Name Relationship Customer Name Type Close Date Stage Probability (%) EFTA01416497 Product Name Product Description 0063200001krq5f Financial Sponsors Stewart Oldfield Deposits SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC New Product - Existing Client 3/31/2017 Proposal 50 Private Wealth Premium Checking w/Interest 0063200001oRCP1 Financial Sponsors Stewart Oldfield Dal Deposit Recapture UPDATE SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Notional 2/28/2017 Business Committed-Not Funded 90 EFTA01416498 DB AG NY Preferred Banking Account 0063200001pliq2 Media & Telecom Stewart Oldfield UPDATE: DOJ Deposit Recapture THIRD LAKE CAPITAL RELATIONSHIP Wanek, Todd R. Notional 3/10/2017 Business Committed-Not Funded 50 DB AG NY Preferred Certificate of Deposit 0063200001kLFKq Stewart Oldfield cash management ELYSIUM MANAGEMENT RELATIONSHIP Elysium Management New Product - New Client 3/31/2017 Proposal 50 U.S. IA - RCM EFTA01416499 0063200001krg4l Media & Telecom Stewart Oldfield KCP Private Markets THIRD LAKE CAPITAL RELATIONSHIP Third Lake Capital New Product - New Client 3/31/2017 Proposal 50 Private Equity Funds 0063200001oPRL5 Media & Telecom Stewart Oldfield KCP Private Markets THIRD LAKE CAPITAL RELATIONSHIP Third Lake Capital New Product - New Client 3/31/2017 Proposal 75 Private Wealth Premium Checking EFTA01416500 Kind regards, Daniel Eisenberg fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Daniel Eisenberg Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, Tel. Fax Mobile Email 10154-0004 New York, NY, USA Securities offered through Deutsche Bank Securities Inc. EFTA01416501

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