SMO overview (Stewart Oldfield)

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Financial Record

Subject: SMO overview From: Stewart Oldfield <S> Date: Tue, 03 Jul 20 To: Andrew Gallivan Bcc: Some thoughts based on our discussions. I've shared with Patrick so he has more color. Thanks Career overview: 20yrs in banking overall 16yrs investment banking/capital markets (JPM and CS) 4 yrs private banking (DB) CFA and CAIA charterholder. Series 7,9,10,24,63 licenses JP Morgan Investment Bank (1998-2002) Debt capital markets/structured credit Credit Suisse Investment Bank (2002-2014

Date

Unknown

Source

Dept. of Justice

Reference

sd-10-EFTA01416658

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Integrity

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